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INFORMATION
CIRCULAR 6/2006 - SURPLUS
& FUND RETURN
(10
October 2006)
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Risk
Assessment Questionnaire
(10
October 2006)
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PFA
Draft Amendment Bill
(10
October 2006)
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CIS
- Quarterly
Format
of certificates(20
September 2006)
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CIS
- Quarterly
Format
of reports (20
September 2006)
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Foreign
CIS (20
September 2006)
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Names
and Addresses of Managers of CIS in Securities
(20
September 2006)
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Circulars to Industry
(19
September 2006)
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FSB
Lifts Suspension of Pensions Administrators
(14
September 2006)
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INFORMATION
CIRCULAR 5/2006 - FINAL
EXTENSION FOR PRIVATELY ADMINISTERED FUNDS FOR THE ELECTRONIC SUBMISSION OF
2006
FINANCIALS IN THE NEW FORMAT CONTAINED IN GAZETTE NO. 28884 DATED 30
MAY 2006.
(14
September 2006)
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Members
of the Financial Market Advisory Board (08
September 2006)
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Underwritten
funds (08
September 2006)
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Privately
administered funds
(08
September 2006)
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Minimum
Benefits ILG and EY Rates
(04
September 2006)
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INFORMATION
CIRCULAR 4/2006 - FINAL
EXTENSION FOR RETIREMENT
FUNDS FOR THE ELECTRONIC SUBMISSION.. (01
September 2006)
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Latest Fais fsp update
(28
August 2006)
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New Determination of Fit and Proper Requirements for Financial Services Provider
(Published in Gov.
Gazette 29132, 16 August 2006)
(22
August 2006)
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2006 Compliance Report
(18
August 2006)
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FSB
Annual Report 2006
(17
August 2006)
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Quarterly
Report on Long-term Insurance Industry Results (16
August 2006)
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Quarterly
Report on Short-term Insurance Industry Results (16
August 2006)
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Tender -
BID: FSB2006/002 (04
August 2006)
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INFORMATION
CIRCULAR 3/2006 - SECTION
14 APPLICATIONS INVOLVING RETIREMENT ANNUITY FUNDS AND PRESERVATION FUNDS.
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INFORMATION
CIRCULAR 2/2006 - EXTENSION
FOR SUBMISSION OF FINANCIAL STATEMENTS BY UNDERWRITTEN FUNDS FOR THE 2006
FINANCIAL YEAR IN TERMS OF SECTION 33 OF THE PENSION FUNDS ACT, 1956.
(11
July 2006)
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Seventh Annual Report
by the Registrar of Long-term
Insurance 2004
(10
July 2006)
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Seventh Annual Report
by the Registrar of Short-term
Insurance 2004
(10
July 2006)
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International
Communiqué (IOSCO)
(22
June 2006)
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Levy
Notice For November 2006 (20
June 2006)
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ST2006
Annual Statutory return
( zip file )
(05
June 2006)
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FSB’s
refusal to licence Opportune overturned
(31
May 2006)
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Report
by the Directorate of Market Abuse
(30
May 2006)
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Quarterly
report on Long-term Insurance Industry Results (24
May 2006)
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Quarterly
report on Short-term Insurance Industry Results (24
May 2006)
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LT2006 statutory
annual return (24
May 2006)
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Fais media release
(19
May 2006)
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WORK
PROGRAMME: Discussion Paper (11
May 2006)
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FSB
appoints Deputy Executive officers (10
May 2006)
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FSB
Bulletin: First Quarter 2006 (09
May 2006)
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Guidance
manual for ST2006 (09
May 2006)
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LT2006
annual statutory return guidance manual
(09
May 2006)
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FSB
says be wary when buying funeral policies
(08
May 2006)
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EXEMPTION
OF AUDITOR OF COLLECTIVE INVESTMENT SCHEME IN SECURITIES FROM PROVISIONS OF
COLLECTIVE INVESTMENT SCHEMES CONTROL ACT, 2002 (Notice
557 of 2006)
(03
May 2006)
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EXEMPTION
OF MANAGER OF COLLECTIVE INVESTMENT SCHEME IN SECURITIES FROM DUTY TO
MAINTAIN SEED CAPITAL IN EXCHANGE TRADED PORTFOLIO (Notice
22 of 2006)
(03
May 2006)
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Section
37 transfer in terms of the Short-term Insurance Act
(02
May 2006)
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Questionnaire
on Cross Border Insurance Business
(20
April 2006)
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Information
Letter 1 of 2006
(20
April 2006)
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FSB
steadily reduces fsp licence applications (07
April 2006)
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5
year projections by long-term insurers
(05
April 2006)
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Discussion
Paper on contractual savings in the life insurance industry
(31
March 2006)
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Securities Services Act, Act No. 36 of 2004
(30
March 2006)
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Fees
Payable in terms of Securities Services Act, 2004 (Notice
238 of 2006)
(30
March 2006)
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SECRET
PROFITS BY PENSION FUND ADMINISTRATORS
(24
March 2006)
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New
fees applicable from 1 April 2006
(24
March 2006)
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Schedule of fees payables
(24
March 2006)
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INFORMATION
CIRCULAR 1/2006 -
EXTENSION IN TERMS OF SECTION 33
OF THE PENSION FUNDS ACT NO.24 OF 1956 (AS AMENDED) FOR 2005 FINANCIAL
STATEMENTS, REPORTS AND STATISTICS
(17
March 2006)
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Actuary
in court over R213-m pension fund ‘theft’
(17
March 2006)
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ST2006
Annual Statutory return
( zip file )(17
March 2006)
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ST2006
- Implementation letter
(download)
(17
March 2006)
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FSB
says Fedbond cannot refuse to pay investors
(14
March 2006)
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Directive
140 B ii (LT) with Directive 140.B.iii (LT) - Application of SA GAAP -
Differences between AFS and FSB return
(10
March 2006)
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Conditions
Applicable to the Inclusion by an Exchange of Securities Issued by it in
its own list (Notice 11 of 2006)
(10
March 2006)
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Amended
Deloitte Recalibration report - 03 March 2006 (3.8MB)
(03
March 2006)
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PF CIRCULAR
125 - USE
OF EMPLOYER SURPLUS TO PREVENT JOB LOSSES SECTION 15J OF THE PENSION FUND
ACT, ACT 24 OF 1956 (28 February 2006)
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Unclaimed
Retirement Funds Benefits Search (27 February 2006)
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Application
Foreign Schemes
(17 February 2006)
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FSB refers possible insider trading, market abuse cases for legal action
(17 February 2006)
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Quarterly
report on Long-term Insurance Industry Results December 2005
(16 February 2006)
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Quarterly report on
Short-term Insurance Industry Results December 2005
(16 February 2006)
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CIS
- Format
of reports (16
February 2006)
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CIS
- Format
of certificates (16
February 2006)
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Annual
Report of The Registrar of Collective Investment Schemes For The
Year Ended 31 December
2004
(01
February 2006)
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LT2006
annual statutory return LT2006
( zip file )
(30
January 2006)
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LT2006
implementation letter (30
January 2006)
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LT2006
annual statutory return guidance manual (30
January 2006)
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Registrar
of Pension Funds: Forty-Sixth annual report 2004
(issued January 2006)
(30
January 2006)
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draft
proposal of the revised short-term annual statutory return - ST2006
(25
January 2006)
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FEES AND PENALTIES (NOTICE
1874 OF 2004 AMENDMENT OF 569 OF 2003: Replaced by Board Notice 103 of
2005 ) (18
January 2006)
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Calculation
notes to reproduce illustrated capital required
(120KB) (11
January 2006)
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Final
Deloitte FCR Recalibration report - 09 December 2005 (3MB) (11
January 2006)
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CONDITIONS
IN RESPECT OF A COLLECTIVE INVESTMENT SCHEME CARRIED ON OUTSIDE BUT PROMOTED IN
THE REPUBLIC
(Notice
1502 of 2005) (10
January 2006)
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DETERMINATION
OF SECURITIES, CLASSES OF SECURITIES, ASSETS OR CLASSES OF ASSETS THAT MAY BE
INCLUDED IN A PORTFOLIO OF A COLLECTIVE INVESTMENT SCHEME IN SECURITIES AND THE
MANNER IN WHICH AND LIMITS AND CONDITIONS SUBJECT TO WHICH SECURITIES OR ASSETS
MAY BE SO INCLUDED
Notice 1503 of 2005 (NOTICE
1503 OF 2005) (10
January 2006)
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Fedbond
Collective Investment Scheme
in Participation Bonds placed under curatorship (19
December 2005)
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INFORMATION
CIRCULAR 7/2005 -
THE SERVICE LEVEL COMMITMENT (SLC) OF
THE DEPARTMENTS AT THE REGISTR's OFFICE AND THE RETIREMENT FUNDS INDUSTRY. THIS
SLC REPLACES PREVIOUS SLCs (15
December 2005)
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Final
Deloitte FCR recalibration report - 2005-12-09 (3MB) (09
December 2005)
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Proposed Withdrawal of Audit Exemption
(2006) and New Format of Financial Statements
for Retirement Funds 2005 (08
December 2005)
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Draft
Press Release
(08
December 2005)
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Fais
licensing nearly complete (05
December 2005)
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Minimum
Benefits ILG and EY Rates
(05
December 2005)
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Implementation letter
(05
December 2005)
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Service Fees
2006
(05
December 2005)
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Presentation
on Valuation Bases
(29
November 2005)
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Supporting
Excel Workbook
(29
November 2005)
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Exemption
Of Provest Regarding Referrence of Licence In Business Documentation
(03
November 2005)
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Exemption
of Allan Gray And Standard Bank Regarding Referrences To Licences In
Business Documentation (03
November 2005)
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FSB
Suspends Velocity Trading (Pty) Ltd Licence (03
November 2005)
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Download
Application and Notification Forms and Guideline Papers for Short and
Long-term Insurance
(02 November 2005)
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Board
Notice 104 of 2005 - Prescribed
fees under the Short-term Insurance Act
(02 November 2005)
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Board
Notice 102 of 2005 -
Prescribed fees under the Long-term Insurance Act
(02 November 2005)
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PF
CIRCULAR 124 - SURPLUS & FUNDS REGISTERED AFTER 7 MARCH 2002
(02 November 2005)
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INFORMATION
CIRCULAR 5/2005 -
LATE
SUBMISSION OF STATUTORY ACTUARIAL VALUATION REPORTS & SURPLUS
SCHEMES
(02 November 2005)
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FSB
almost there with FAIS registrations
(25 October 2005)
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EXEMPTION
OF MANAGER OF COLLECTIVE INVESTMENT SCHEME IN PROPERTY FROM PART OF
SECTION 94 (1)(a) OF COLLECTIVE INVESTMENT SCHEMES CONTROL ACT, 2002
-
BOARD NOTICE 96 OF 2005
(20 October 2005)
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Annual
Report of The Registrar of Collective
Investment Schemes For The Year Ended 31 December
2003 (13
October 2005)
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New
fees applicable from 1 October 2005
(01 October 2005)
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Click
Here for a schedule of fees payables
(01 October 2005)
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FAIS
Licences Declined (28 September 2005)
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INFORMATION
CIRCULAR 4/2005 -
REQUIREMENTS
IMPOSED ON THE REGISTRAR IN TERMS OF THE TAX ON RETIREMENT FUNDS ACT
(23
September 2005)
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Self-Regulatory
Organisations Have To Comply With The Provisions of The Financial Services Ombud
Schemes (13
September 2005)
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Application
For Approval Of The Acquisition Or The Holding Of Share Or Any Other
Interest
In A Self-Regulatory
Organisation ("SRO") In Terms Of
Section 57 Of The Securities Services Act ("Act")(13
September 2005)
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Project fair
- Report (Download)
(13
September 2005)
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Board
Notice 48 of 2005 - Notice on Particular Exemptions, No. 1 of 2005
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INFORMATION
CIRCULAR 3/2005 - SUPPLEMENTARY INFORMATION TO A SURPLUS APPORTIONMENT SCHEME
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INFORMATION
CIRCULAR 2/2005 - PANEL OF VALUATORS
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Business and Administration
- change in Financial Year-end
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Authorised
FSPs now listed on FSB website (04 September 2005)
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Financial
Statements And Audit Requirements
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INFORMATION
CIRCULAR 1/2005 - EXTENSION IN TERMS OF SECTION 33 OF THE PENSION
FUNDS
ACT FOR 2005 FINANCIAL STATEMENTS, REPORTS AND STATISTICS
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Questionnaire:
Retirement Fund Trustees
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PF
Circular 83 - COMING INTO OPERATION OF CERTAIN SECTIONS OF ACT 83 OF
1992
AND ACT NO 104 OF 1993 AND PROMULGATION OF THE REGULATIONS
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FSB
Annual Report 2005
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Quarterly report on
Short-term Insurance Industry Results - June 2005
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Quarterly report on
Long-term Insurance Industry Results - June 2005
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FCR
Recalibration - Presentation to Industry 11 August 2005
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Board
Notice 72 of 2005
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Relaxation of Minimum CAR(II)
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Privately
administered funds
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Datatec Limited
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Paradigm Capital Holdings Limited
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Financial
Advisory and Intermediary Services - Compliance report For 2005
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PF
CIRCULAR 123 - SECTION 14 FULL TRANSFERS & SURPLUS
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Form
and Manner of External Auditor's Report (Section 19(3) of FAIS Act).
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FAIS
Guidance note for Accountants and Auditors
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