Enforcement Committee

 

The Enforcement Committee is an administrative body established to adjudicate on all alleged contraventions of legislation, regulations, codes of conduct, etc. administered by the Financial Services Board. The Committee may impose unlimited penalties, compensation orders and cost orders. Such orders are enforceable as if it was a judgment of the Supreme Court of South Africa read more..

 
   
Which cases may be referred
Referral process
Audi alteram partem
Appointment of a panel
Hearing by the EC
Oral evidence
Determination by EC
The imposition of a penalty
Compensation orders
Costs orders
Settlements
Appeal proceedings
Disclosure of an EC order
   
   
Legislation
Enforcement Actions
Members of the Enforcement Committee
Articles
Contact Us

Kindly note that complaints should not be addressed to the Enforcement Committee or the Enforcement Unit of the FSB. Complaints should be lodged with the relevant Registrar, who will decide on a possible inspection, investigation and referral to the Enforcement Committee.