Approval of Compliance officers

New Requirements

Explanatory note on Annexure 2 of Board Notice 127 of 2010

Qualifications, experience and criteria for compliance officers

Published in Gov. Gazette 33537, 9 September 2010

Exemption in respect of services under supervision of services rendered by compliance officers

Published in Gov. Gazette 33537, 9 September 2010

Old Requirements

Notification of Recognition of Organisation as regards Qualifications of Compliance Officers - Board Notice 72 of 2004

Published in Gov. Gazette 26477, 25 June 2004

Qualifications and experience of compliance officers in respect of financial services business 
Published in Gov. Gazette 31054, 1 May 2008
Determination of the criteria and guidelines for the approval as compliance officers
Published in Gov. Gazette 25299, 8 August 2003