Codes of Conduct

Amendment to the General Code of Conduct (Board Notice 58 of 2010)
(Conflict of Interest requirements)
Published in Gov. Gazette 33133, 19 April 2010

Notice on Requirements for Professional Indemnity and Fidelity Insurance Cover For providers, 2009
Published in Gov. Gazette 32037, 25 March 2009

Amendment to the General Code of Conduct (Board Notice 152 of 2008)
Published in Gov. Gazette 31755, 29 December 2008

Amendment Notice on the General Code of Conduct for Authorised Financial Services Providers and representatives

Published in Gov. Gazette 31054, 15 May 2008

Notice of specific Code of Conduct for Authorised Financial Services Providers and Representatives conducting Short-Term deposit business, 2004

Published in Gov. Gazette 26844, 29 September 2004

Code of Conduct for authorised financial services providers and their representatives, involved in forex investment business

Published in Gov. Gazette 26201, 30 March 2004

General code of conduct for authorised financial services providers and representatives
Published in Gov. Gazette 25299, 8 August 2003
Codes of conduct for administrative and discretionary FSPs
Published in Gov. Gazette 25299, 8 August 2003
Specific code of conduct for authorised financial services providers and representatives conducting short-term deposit-taking business
Published in Gov. Gazette 25629, 10 October 2003
Amendment of Codes of Conduct for Administrative and Discretionary FSPs
Published in Gov. Gazette 25681, 6 November 2003
Board Notice 89 of 2007 - Notice on Codes of Conduct for Administrative and Discretionary FSPs Amendment Notice
Published in Gov. Gazette 30228, 29 August 2007
Board Notice 571 of 2008 – Hedge Fund FSP Risk Disclosures
Published in Gov. Gazette 31244, 14 July 2008
Hedge Fund Publications