2006 Compliance Report

The 2006 compliance report was published on 11 August 2006 as Board Notice 84 of 2006. Financial services providers must submitted their compliance report 2 months after the providers reporting date.  Refer to Table A below for the reporting date. No extension will be granted

 

  Table A

TABLE A

Column One

Provider's Financial year-end

Column Two

Reporting Date

31 January 2006

31 August 2006

28 February 2006

31 August 2006

31 March 2006

30 September 2006

30 April 2006

31 October 2006

31 May 2006

30 November 2006

30 June 2006

31 December 2006

31 July 2006

31 December 2006

31 August 2006

31 December 2006

30 September 2006

31 December 2006

31 October 2006

31 December 2006

30 November 2006

31 December 2006

31 December 2006

31 December 2006

 

The reporting period is from authorisation date or 2005 reporting date up to the reporting date stated in Column 2 above

HARDCOPY SUBMISSIONS  

Copy of the report is available in .pdf format only click here to open the report. (Should you experience any problems you need to obtain a copy of the report form the Government Printers)

SUBMIT THE REPORT 3 WEEKS IN ADVANCE TO ENSURE THAT YOU CAN MAKE ANY CHANGES REQUIRED.

HARDCOPY REPORTS ARE ONLY ACCEPTED IF POSTED OR HAND DELIVERED.  

Please note that hardcopy reports that are incorrectly completed will be returned and regarded as not submitted. The same validations is used for the hardcopy and the electronic reports, so if you can not import it electronically do not send in the hard copy as it will be rejected please make the changes and resubmit.


  

ELECTRONIC SUBMISSIONS (PREFERRED METHOD)  

Financial service providers and compliance officers are encourage to use the electronic submission method, to register for the program please click here      

PLEASE NOTE that the software programme used in previous years is no longer available. It has been replaced by the online submission. 

Please ensure that your e-mail address is correct on the website before submitting the report, should you have any enquiries relating the submission of the report please send an e-mail to faiscomp@fsb.co.za  

If you are registered and require an updated list of FSPs on your compliance officer number please complete the registration information and click on FSP list.  

If you experience any problems with regards to you not being the compliance officer of a FSP or the year end of the FSP is incorrect, please send the enquiry to faispfc@fsb.co.za for assistance