Exemptions |
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Exemptions from Qualifications
Requirements |
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General Exemption Level 1 Regulatory Examination
Published in Gov. Gazette 34826, 06 December 2011 |
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Exemption of FSPs from Financial Statement Requirements
Published in Gov. Gazette 34794, 28 November 2011 |
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Notice of Amendment of exemptions
Published in Gov. Gazette 34794, 4 November 2011 |
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Exemption of Old Mutual Investment Group (SA)(Pty) Ltd
Published in Gov. Gazette 34794, 4 November 2011 |
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Exemption of foreign FSPs
Published in Gov. Gazette 34691, 19 October 2011 |
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Exemption of Pretorium Trust Co-Operative Limited
Published in Gov. Gazette 34658, 3 October 2011 |
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Exemption of Seed Investment Consultants (Pty) Ltd
Published in Gov. Gazette 34658, 3 October 2011 |
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Notice on Amendment of
Exemptions
Published in Gov. Gazette 34240, 20 April 2011 |
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Exemption of Renaissance
BJM Securities (PTY) LTD in respect of certain Clients
Published in Gov. Gazette 34240, 20 April 2011 |
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Exemption of African
Alliance Securities in respect of certain Clients
Published in Gov. Gazette 34240, 20 April 2011 |
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Exemption of FSPs
and Representatives from conflict of interest provisions
Published in Gov. Gazette 34573, 31 August 2011 |
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Exemption of Raymond
James and Associates INC and Raymond James Financial International Limited in respect
of certain Clients
Published in Gov. Gazette 33868, 13 December 2010 |
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Exemption of Mogodi
Society From Audit Requirements
Published in Gov. Gazette 33846, 6 December 2010 |
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Exemption Neptune
Investment Management Limited
Published in Gov. Gazette 33052, 26 March 2010 |
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Exemption of Duetsche
Bank Limited (Mauritius) Limited
Published in Gov. Gazette 33052, 26 March 2010 |
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Exemption of Goldman
Sachs International in Respect of certain Clients
Published in Gov. Gazette 32496, 17 August 2009 |
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Exemption of SA Nuclear
Pool Administrators
Published in Gov. Gazette 32496, 17 August 2009 |
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Exemption of MTN
Holdings and MTN Group Management Services
Published in Gov. Gazette 32496, 17 August 2009 |
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Exemption of Shell
International Limited and Shell Treasury Services Limited
Published in Gov. Gazette 32496, 17 August 2009 |
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Exemption of Merrill
Lynch Entities in Respect of certain Clients
Published in Gov. Gazette 32037, 25 March 2009 |
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Exemption of Nomura
International in respect of Certain Clients
Published in Gov. Gazette 32037, 25 March 2009 |
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Exemption of Renaissance
Specialist Fund Managers Regarding Financial Soundness
Published in Gov. Gazette 31479, 30 September 2008 |
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Notice on Amendment of
Exemptions
Published in Gov. Gazette 31479, 30 September 2008 |
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Exemption of Anglo
Operations
Published in Gov. Gazette 31755, 29 December 2008 |
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Exemption of
Financial Services Providers as regards to representatives
Published in Gov. Gazette 31244, 14 July 2008 |
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Exemption
Of Provest Regarding Referrence of Licence In Business Documentation
Published n Gov. Gazette 28089, 30 September 2005 |
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Exemption
of Allan Gray And Standard Bank Regarding Referrences To Licences In
Business Documentation
Published in Gov. Gazette 28089, 30 September 2005 |
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Notice
on Particular Exemptions, No. 1 of 2005
Published in Gov. Gazette 27622, 30 May 2005 |
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Notice on Particular
Exemptions, No. 1 of 2005
Published in Gov. Gazette 27622, 30 May 2005 |
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Exemption of Morgan Stanley And AMB
Holdings In Respect of Certain Clients
Published in Gov. Gazette 27151, 30 December 2004 |
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Amendment
Notice of Money Market Funds Exemption
Published in Gov. Gazette 27339, 2 March 2005 |
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Exemption
of SA Pool for Insurance of Nuclear Risks
Published in Gov. Gazette 26824, 27 September 2004 |
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Exemption
of Intermediaries Gaurantee Facility
Published in Gov. Gazette 26824, 27 September 2004 |
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Exemption
in respect of certain Office-Holders
Published in Gov. Gazette 26844, 29 September 2004 |
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Exemption
of certain Insurers from Authorisation
Published in Gov. Gazette 26844, 29 September 2004 |
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Exemption of Sole Proprietors and Partners from
Compliance Officer Qualifications and Experience requirements, 2004
Published in Gov. Gazette 26844, 29 September 2004 |
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Exemption
of Banks in respect of certain clients
Published in Gov. Gazette 26844, 29 September 2004 |
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Exemption
regarding certain minimum qualifications
Published in Gov. Gazette 26844, 29 September 2004 |
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Exemption
in respect of certain applicants for authorisation
Published in Gov. Gazette 26820, 23 September 2004 |
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Exemption
of Licensees as Regards References to Licences in Business Documentation - Board
Notice 71 of 2004
Published in Gov. Gazette 26477, 25 June 2004 |
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Exemption
of licensees as regards to the display of certified copies of licences
Published in Gov. Gazette 26201, 30 March 2004 |
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Exemption of
authorised financial services providers and representatives conducting short-term
deposit business from certain fit and proper requirements and the general code when
rendering financial services relating to money market funds
Published in Gov. Gazette 25682, 6 November 2003 |