Exemptions

Exemptions from Qualifications Requirements
General Exemption Level 1 Regulatory Examination
Published in Gov. Gazette 34826, 06 December 2011
Exemption of FSPs from Financial Statement Requirements
Published in Gov. Gazette 34794, 28 November 2011
Notice of Amendment of exemptions
Published in Gov. Gazette 34794, 4 November 2011
Exemption of Old Mutual Investment Group (SA)(Pty) Ltd
Published in Gov. Gazette 34794, 4 November 2011
Exemption of foreign FSPs
Published in Gov. Gazette 34691, 19 October 2011
Exemption of Pretorium Trust Co-Operative Limited
Published in Gov. Gazette 34658, 3 October 2011
Exemption of Seed Investment Consultants (Pty) Ltd
Published in Gov. Gazette 34658, 3 October 2011
Notice on Amendment of Exemptions
Published in Gov. Gazette 34240, 20 April 2011
Exemption of Renaissance BJM Securities (PTY) LTD in respect of certain Clients
Published in Gov. Gazette 34240, 20 April 2011
Exemption of African Alliance Securities in respect of certain Clients
Published in Gov. Gazette 34240, 20 April 2011
Exemption of FSPs and Representatives from conflict of interest provisions
Published in Gov. Gazette 34573, 31 August 2011
Exemption of Raymond James and Associates INC and Raymond James Financial International Limited in respect of certain Clients
Published in Gov. Gazette 33868, 13 December 2010
Exemption of Mogodi Society From Audit Requirements
Published in Gov. Gazette 33846, 6 December 2010
Exemption Neptune Investment Management Limited
Published in Gov. Gazette 33052, 26 March 2010
Exemption of Duetsche Bank Limited (Mauritius) Limited
Published in Gov. Gazette 33052, 26 March 2010
Exemption of Goldman Sachs International in Respect of certain Clients
Published in Gov. Gazette 32496, 17 August 2009
Exemption of SA Nuclear Pool Administrators
Published in Gov. Gazette 32496, 17 August 2009
Exemption of MTN Holdings and MTN Group Management Services
Published in Gov. Gazette 32496, 17 August 2009
Exemption of Shell International Limited and Shell Treasury Services Limited
Published in Gov. Gazette 32496, 17 August 2009
Exemption of Merrill Lynch Entities in Respect of certain Clients
Published in Gov. Gazette 32037, 25 March 2009
Exemption of Nomura International in respect of Certain Clients
Published in Gov. Gazette 32037, 25 March 2009
Exemption of Renaissance Specialist Fund Managers Regarding Financial Soundness
Published in Gov. Gazette 31479, 30 September 2008
Notice on Amendment of Exemptions
Published in Gov. Gazette 31479, 30 September 2008
Exemption of Anglo Operations
Published in Gov. Gazette 31755, 29 December 2008
Exemption of Financial Services Providers as regards to representatives
Published in Gov. Gazette 31244, 14 July 2008
Exemption Of Provest Regarding Referrence of Licence In Business Documentation
Published n Gov. Gazette 28089, 30 September 2005
Exemption of Allan Gray And Standard Bank Regarding Referrences To Licences In Business Documentation
Published in Gov. Gazette 28089, 30 September 2005
Notice on Particular Exemptions, No. 1 of 2005
Published in Gov. Gazette 27622, 30 May 2005
Notice on Particular Exemptions, No. 1 of 2005
Published in Gov. Gazette 27622, 30 May 2005
Exemption of Morgan Stanley And AMB Holdings In Respect of Certain Clients
Published in Gov. Gazette 27151, 30 December 2004
Amendment Notice of Money Market Funds Exemption
Published in Gov. Gazette 27339, 2 March 2005
Exemption of SA Pool for Insurance of Nuclear Risks
Published in Gov. Gazette 26824, 27 September 2004
Exemption of Intermediaries Gaurantee Facility
Published in Gov. Gazette 26824, 27 September 2004
Exemption in respect of certain Office-Holders
Published in Gov. Gazette 26844, 29 September 2004
Exemption of certain Insurers from Authorisation
Published in Gov. Gazette 26844, 29 September 2004
Exemption of Sole Proprietors and Partners from Compliance Officer Qualifications and Experience requirements, 2004
Published in Gov. Gazette 26844, 29 September 2004
Exemption of Banks in respect of certain clients
Published in Gov. Gazette 26844, 29 September 2004
Exemption regarding certain minimum qualifications
Published in Gov. Gazette 26844, 29 September 2004
Exemption in respect of certain applicants for authorisation
Published in Gov. Gazette 26820, 23 September 2004
Exemption of Licensees as Regards References to Licences in Business Documentation - Board Notice 71 of 2004
Published in Gov. Gazette 26477, 25 June 2004
Exemption of licensees as regards to the display of certified copies of licences
Published in Gov. Gazette 26201, 30 March 2004
Exemption of authorised financial services providers and representatives conducting short-term deposit business from certain fit and proper requirements and the general code when rendering financial services relating to money market funds
Published in Gov. Gazette 25682, 6 November 2003