Draft Subordinate legislation for consultation
Proposed amendment to the FAIS Regulations and Administrative and Discretionary Codes of Conduct relating to nominee companies (comments due 7 November 2011)
Proposed amendment to financial soundness requirements (comments due 4 November 2011)
Proposed code of conduct for FSPs dealing with professional clients (comments due 11 July 2011)
Determination of Continuous Professional Development Requirements
Determination of Fit and Proper Requirements For Financial Services Providers,2008
