2005 Compliance Report

The 2005 compliance report was published on 8 April 2005 as Board Notice 39 of 2005. Compliance report must be submitted 2 months after the providers reporting date.  Refer to Table A below for the reporting date. No extension will be granted

  Table A

TABLE A

Column One

Provider's Financial year-end

Column Two

Reporting Date

31 January 2005

31 July 2005

28 February 2005

31 August 2005

31 March 2005

30 September 2005

30 April 2005

31 October 2005

31 May 2005

30 November 2005

30 June 2005

31 December 2005

31 July 2005

31 December 2005

31 August 2005

31 December 2005

30 September 2005

31 December 2005

31 October 2005

31 December 2005

30 November 2005

31 December 2005

31 December 2005

31 December 2005

 
The reporting period is from authorisation date up to the reporting date
The report can be submitted electronically or in hard copy. Please note that hardcopy reports that are incorrectly completed will be returned and regarded as not submitted. The same validations is used for the hardcopy and the electronic reports, so if you can not import it electronically do not send in the hard copy as it will be rejected please make the changes and resubmit.
The report can be submitted electronically or in hard copy.
Please note that hardcopy reports that are incorrectly completed will be returned and regarded as not submitted. The same validations is used for the hardcopy and the electronic reports, so if you can not import it electronically do not send in the hard copy as it will be rejected please make the changes and resubmit.

SUBMIT THE REPORT 2 WEEKS IN ADVANCE TO ENSURE THAT YOU CAN MAKE ANY CHANGES REQUIRED.
HARDCOPY REPORTS ARE ONLY ACCEPTED IF POSTED OR HAND DELIVERED.
Copy of the report is available in .pdf format only click here to open the report. (Should you experience any problems you need to obtain a copy of the report form the Government Printers)
 

ELECTRONIC SUBMISSIONS (PREFERRED METHOD)  

Click here to download the Compliance Software User Guide.

Financial service providers and compliance officers are encouraged to use the electronic submission method. To register for the program please click here  

PLEASE NOTE that the software programme used in previous years is no longer available. It has been replaced by the online submission.

Please ensure that your e-mail address is correct on the website. Should you have any enquiries relating the submission of the report please send an e-mail to faisfins@fsb.co.za  

If you are registered and require a updated list of FSPs on your compliance officer number please complete the registration information and click on FSP list.