FAIS DIVISION
About the FAIS Division
Service Level Commitment
Latest FAIS News
FAIS events 2013 (Conference and workshop bookings)
FAIS Web programme - online submissions
Searches
Search for Financial Services Providers
Search for Compliance Officers
Search for debarred representatives
Search for Part qualifications recognitions
Search for Recognised Qualifications
Regulatory Examinations
Fit and Proper Requirements
Registration Department
New Licence Applications
Profile Changes
Schedule of fees payable
Levies payable by financial services providers
Excel spread sheet for submitting of representatives (Last Modified 01/06/2013)
Supervision Department
Financial Statements and Audit Requirements
Compliance Reports
FAIS Guides for small FSPs
Application for exemption from auditing requirements as provided for in Board Notice 193 of 2011
Nominee Companies
Application process for an exemption in relation to qualifications and regulatory examinations
Compliance Department
Form to be completed relating complaints against FSPs
Withdrawn and suspended licences – Board Notices
Public Warnings
Curatorship Reports
Enforcement Department
Form and Manner of Debarment Notification for representatives
(.DOC)
(.PDF)
Legislation
FAIS Act, Regulations and other subordinate legislation - Sabinet Online version
updated
with amendments
Board Notices
Government Gazette versions not updated with amendments
,
Board Notice according to year published not updated with amendments
Exemptions - Board Notices - Government Gazette versions not updated with amendments
Guidance Notes
Archive – Board Notices that have been withdrawn
FAIS Communication
Contact Us
