FAIS DIVISION
   
Determination of Continuous Professional Development Requirements
Determination of Fit and Proper Requirements For Financial Services Providers,2008
About the FAIS Division
FAIS events 2011
Service Level Commitment (Comments)
Regulatory Examination
Background and information on the regulatory examinations
Regulatory Examination FAQ
Preparation Guide For Level 1 regulatory Examination (RE 1 and RE 5)
Regulatory Examinations: Trials (Testing of Questions)
Regulatory Examinations for Compliance Officers
Searches
Search for debarred representatives
List of Approved Compliance Officer
Search for Compliance Officers
Search for Financial Services Providers
Search for Part qualifications recognitions
Search for Recognised Qualifications
Fit and Proper requirements
Fit and Proper Plain language guides
Fit and Proper Requirements
Fit and Proper Qualifications Application
Registration Department
New Licence Applications
Profile Changes
Schedule of fees payable
Excel spreadsheet for submitting of representatives (Last Modified 14/12/2009)
Levies payable by financial services providers
Supervision Department
FAIS Guides for small FSPs
Application for exemption as provided for in Board Notice 193 of 2011
Financial Statements and Audit Requirements
Compliance Reports
Online submissions compliance reports and financial statements
User Guide for the FAIS Online Reporting System
Nominee Companies
Compliance Department
Form and Manner of Debarment Notification for representatives (.DOC) (.PDF)
Withdrawn and suspended licences – Board Notices
Public Warnings
Curatorship Report
Legislation
FAIS Act, Regulations and other subordinate legislation - Sabinet Online version updated with amendments
Board Notices
 
 
Exemptions - Board Notices - Government Gazette versions not updated with amendments
Guidance Notes
Archive – Board Notices that have been withdrawn
FAIS Communication
Report on Recognition of Prior Learning in the Financial Regulatory Environment Survey
FAIS Circulars
Newsletters
Presentations
Draft Subordinate Legislation for Consultation
Roadshow Presentation
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