FAIS DIVISION
About the FAIS Division
Service Level Commitment (Comments)

FAIS Conference and Workshops 
Searches

Search for debarred representatives 

List of Approved Compliance Officer

Search for Compliance Officers

Search for Financial Services Providers

Search for Part qualifications recognitions

Search for Recognised Qualificaions

Fit and Proper requirements

Fit and Proper Plain language guides

Fit and Proper Requirements

Fit and Proper Qualifications Application

Regulatory Examinations

Regulatory Examinations: Trials (Testing of Questions)

Apply online for Recognition of Qualifications

Registration Department

New Licence Applications 

Profile Changes

Schedule of fees payables

Excel spreadsheet for submitting of representatives (Last Modified 14/12/2009)
Levies payable by financial services providers

Supervision Department
Financial Statements and Audit Requirements

Compliance Reports

Online submissions compliance reports and financial statements

FAIS Compliance report online user guide

Enforcement Department

Form and Manner of Debarment Notification for representatives (.DOC) (.PDF )

Withdrawn and suspended licences – Board Notices

Public Warnings 

Curatorship Report 

Legislation 
FAIS Act (Act 37 of 2002) 
FAIS Subordinate legislation, regulations, exemptions ( Board Notices List)
Guidance Notes
FAIS Communication
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