| Media Releases |
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Update on Licenses for Financial Services Providers(30 January 2012) |
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Broker Examination in Afrikaans (Settlement Agreement) (26 January 2012) |
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Insake : Makelaarseksamen in Afrikaans (Skikkingsooreenkoms) (25 Januarie 2012) |
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Update on Licenses for Financial Services Providers(13 January 2012) |
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The Directorate of Market Abuse referred a case against Mr Mahomed Zubeir Moosa to the Enforcement Committee(12 January 2012) |
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The Registrar of Financial Services Providers referred a case against Mr Paul Venter and Mr Robert McLaren Behrens to the Enforcement Committee(12 January 2012) |
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Update on Licenses for Financial Services Providers(03 January 2012) |
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The Registrar of Financial Services Providers case against Standard Bank Insurance Brokers (Pty) Limited(15 December 2011) |
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FSB warns against VON AXEL (SA) Insurance Borkers CC(14 December 2011) |
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Old Mutual Trust Limited fined by FSB(13 December 2011) |
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Registrar’s decision to protect policyholders upheld(09 December 2011) |
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The Registrar of Pension Funds today approved the surplus apportionment schemes of the
Engineering Industries Pension Fund and the Metal Industries Provident Fund.
(30 November 2011) |
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Report by the Directorate of Market Abuse - 29/11/2011
(29 November 2011) |
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Dube Tshidi re-appointed as CEO of FSB
(25 November 2011) |
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The Registrar of Pension Funds referred a case against Qmulate (Pty) Ltd trading
as Mianzo Asset Management to the Enforcement Committee.
(25 November 2011) |
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The Registrar of Pension Funds referred a case against Maxim Employee Benefits (Pty)
Limited to the Enforcement Committee
(23 November 2011) |
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FSB reassures stakeholders
(16 November 2011) |
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Supreme Court of appeal vindicates the Financial Services Board in fight with Dynamic
Wealth
(16 November 2011) |
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Update on Licenses for Financial Services Providers – 10 November 2011
(10 November 2011) |
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Financial Services Board: Notification to the Industry and Stakeholders
(08 November 2011) |
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The Registrar of Financial Services Providers referred cases against Sanlam
Developing Markets and Safrican Insurance Company Limited to the Enforcement
Committee
(04 November 2011) |
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Africa needs strong pension funds to support infrastructure development
(27 October 2011) |
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Better Training for Trustees
(26 October 2011) |
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Teaching Children to Save
(25 October 2011) |
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The Registrar of Financial Services Providers referred a case against Mrs Zimkhita
Jamjam to the Enforcement Committee.
(25 October 2011) |
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The Registrar of Financial Services Providers referred a case against EMQ Training
Solutions CC to the Enforcement Committee.
(25 October 2011) |
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The Registrar of Pension Funds referred a case against Grant Thornton Capital (Pty)
Limited to the Enforcement Committee.
(21 October 2011) |
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The Registrar of Pension Funds referred a case against RF Administrators (Pty)
Limited to the Enforcement Committee.
(18 October 2011) |
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The Registrar of Long-Term Insurance (Registrar) referred a case against GFS
Investments CC trading as Gauteng Funeral Services to the Enforcement Committee of
the Financial Services Board
(14 October 2011) |
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The Registrar of Financial Services Providers referred a case against Trading Point
Academy (Pty) Ltd to the Enforcement Committee
(14 October 2011) |
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The Registrar of Pension Funds referred the cases of Prescient Investment
Management (Pty) Limited and LifeSense Financial Services Administration
(Pty) Ltd to the Enforcement Committee
(14 October 2011) |
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The Registrar of Pension Fund referred a case against Vic Glassock and
Associates (Pty) Limited to the Enforcement Committee
(06 October 2011) |
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The Registrar of Pension Funds referred a case against ABSA Investment
Management Services Limited to the Enforcement Committee
(30 September 2011) |
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The Registrar of Pension Funds referred a case against Blue Ink Institutional
Investments (Pty) Limited to the Enforcement Committee
(30 September 2011) |
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Response to ruling against Arthur Brown
(28 September 2011) |
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Report by the Directorate of Market Abuse: 27 September 2011
(27 September 2011) |
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The Registrar of Pension Funds referred a case against Citadel Administration Services
(Pty) Limited to the Enforcement Committee
(26 September 2011) |
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The Registrar of Financial Services Providers referred a matter against Intelligent
Compliance and Education (Pty) Ltd to the Enforcement Committee
(26 September 2011) |
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Update on Licenses for Financial Services Providers – 23 September 2011
(23 September 2011) |
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The Registrar of Pension Funds referred the case Sanlam Trust Limited
to the Enforcement Committee
(22 September 2011) |
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The Registrar of Pension Funds referred a case against Southern Africa
Quantum Employee Benefits (Pty) Limited to the Enforcement Committee
(22 September 2011) |
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The Registrar of Financial Services Providers referred a matter against
JDDN Consulting Services (Pty) Ltd trading as Discovery Consulting Services
Limpopo to the Enforcement Committee of the Financial Services Board
(19 September 2011) |
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The Registrar of Financial Services providers referred a case against
Fin-U-Med Corporate (Pty) Ltd trading as Sport Solutions to the Enforcement
Committee of the Financial Services Board
(19 September 2011) |
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The Registrar of Pension Funds referred the case of Lereko Metier Capital
Growth Fund Managers (Pty) Limited to the Enforcement Committee of the
Financial Services Board
(19 September 2011) |
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Update on Licenses for Financial Services Providers – 31 August 2011:
correction to the reporting period
(19 September 2011) |
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The Registrar of Pension Funds referred the cases of Foord Asset Management (Pty)
Limited; Ultimate Fund Administrators (Pty) Limited and Hermes Asset Management (Pty)
Limited (hereafter referred to as the “administrators”) to the Enforcement Committee
of the Financial Services Board
(14 September 2011) |
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The Registrar of Financial Services Providers referred a matter against Mr
Friedrich Lombard to the Enforcement Committee
(07 September 2011) |
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Registrar of Financial Services Providers referred a matter against Clientèle
General Insurance Company Ltd to the Enforcement Committee
(07 September 2011) |
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The Registrar of Pension Funds referred the cases of Fussel and Associates
Employee Benefits (Pty) Limited and TDF Fund Administrators (Pty) Limited to
the Enforcement Committee of the Financial Services Board
(07 September 2011) |
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Update on Licenses for Financial Services Providers – 31 August 2011
(31 August 2011) |
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Registrar of Financial Services providers (Registrar) referred a case against
PJD Financial Capital CC (PJD) to the Enforcement Committee
(18 August 2011) |
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FSB Launches free online education programme for Retirement Fund Trustees
(17 August 2011) |
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FSB issues a warning to consumers not to conduct business with Ideal Dreams
(05 August 2011) |
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Registrar of investment institutions and Registrar Collective Brokers referred cases to the
Enforcement Committee of the FSB
(29 July 2011) |
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The Registrar of Pension Funds referred a case against Aon South Africa (Pty) Limited to the Enforcement
Committee of the FSB
(29 July 2011) |
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Update on Licenses for Financial Services Providers
(22 July 2011) |
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The Registrar of Pension Funds referred a case against Retirement Fund Solutions Holdings to the
Enforcement Committee
(19 July 2011) |
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Enforcement Committee fines
Premier Growth Group (Pty) Ltd trading as The Unlimited
(16 July 2011) |
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Enforcement Committee fines
African Unity Insurance Limited
(08 July 2011) |
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Update on Licenses for Financial
Services Providers
(08 July 2011) |
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Registrar of Short-Term Insurance
referred a matter against The Hollard Insurance Company Limited to the Enforcement Committee
(06 July 2011) |
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Enforcement Committee fines Nestlife
Assurance Corporation Limited
(06 July 2011) |
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Enforcement Committee fines
Gingirikani Marketing CC trading as Ditiro Group Funeral Administrators
(05 July 2011) |
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Enforcement Committee
fines Nothemba Funeral and Financial Services CC trading as Nothemba Funeral Services
(05 July 2011) |
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Report by the Directorate of Market Abuse
(28 June 2011) |
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FSB to host the OECD
and IOPS Conferences in South Africa
(27 June 2011) |
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Media Release - Enforcement Committee
of the Financial Services Board : CIB Insurance Solutions (Pty) Limited (CIB)
(22 June 2011) |
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Media Release -
Enforcement Committee of the Financial Services Board : M Cubed Employee Benefits (Pty) Limited
(M Cubed)
(22 June 2011) |
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Media Release -
Dynamic Wealth Group
(21 June 2011) |
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Update on Licenses for Financial
Services Providers
(31 May 2011) |
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Mr. Chanetsa - Appointment to the
American Bar Association
(26 May 2011) |
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FAIS License update
(17 May 2011) |
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Enforcement
Committee fines Siphiwo Financial and Management Consultants (Pty) Limited
(11 May 2011) |
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Enforcement
Committee fines African Eagle Financial Services (Pty) Limited
(13 May 2011) |
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Enforcement
Committee fines Mahuhuli Funeral Services CC and Anna Molai Makhokolotso
(13 May 2011) |
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FSB releases the Internal
Model Approval Process (IMAP) Guide as part of the Solvency Assessment and Management (SAM) project
(21 April 2011) |
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Media Release by the Financial Services
Board on the issue of regulatory Examinations
(08 April 2011) |
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Purple Rain Properties No 15 ta
Realcor Cape-July 2011
(04 April 2011) |
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Case against Colourfield
Liability Solutions (Pty) Limited (Colourfield)
(01 April 2011) |
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Enforcement Committee fines
Mr Nicolaas van der Merwe
(01 April 2011) |
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Treating Customers Fairly: Roadmap
(04 April 2011) |
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Pensions: EC - Pan-African
Asset Management (Pty) Limited
(30 March 2011) |
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DMA - Report by the
Directorate of Market Abuse
(29 March 2011) |
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Pension - Plea settlement and statement
of civil claims involving Alexander Forbes Group
(17 March 2011) |
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Fais licence update
(15 March 2011) |
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Fais licence update
(21 February 2011) |
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One number for
the consumer benefit
(16 February 2011) |
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DMA vs Van Niekerk
(20 January 2011) |
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The CADAC Pension Fund under curatorship
(22 December 2010) |
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Fais licence update
(14 December 2010) |
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DMA: Update investigation List
(24 November 2010) |
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Fais licence update
(16 November 2010) |
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Fais licence update
(15 November 2010) |
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FSB releases Solvency
Assessment and Management (SAM) Roadmap
(03 November 2010) |
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Fais licence update
(02 November 2010) |
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FSB warns against unregistered
business conduct of ABG Auto Finance
(21 October 2010) |
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The Termination of
the HSBC / Old Mutual / Nedbank Negotiations
(21 October 2010) |
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Orange Insurance
Limited: Outstanding Claims and guarantees
(30 September 2010) |
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Dynamic Wealth Group
(27 September 2010) |
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FSB appoints board for municipal
councillors pension fund
(08 September 2010) |
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Fais licence update
(03 September 2010) |
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Fais licence update
(03 August 2010) |
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FSB plans E-Learning for Retirement
Fund Trustees
(21 July 2010) |
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Financial Services
Board hosts Prestigious IOSCO Annual Conference
(09 July 2010) |
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Fais licence update
(09 July 2010) |
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FSB appoints trustees for electrical
contracting industry retirement funds
(09 July 2010) |
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DMA
vs T Pretorius Determination
(01 July 2010) |
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Dynamic Wealth: Specialist Income
Limited
(23 June 2010) |
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FSB to name, shame errant employers
(26 May 2010) |
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FSB says do not deal with broker Andre
van der Merwe
(21 April 2010) |
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FSB says do not deal with broker Andre
van der Merwe
(20 April 2010) |
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Update on Licenses for Financial
Services Board
(31 March 2010) |
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Report by the Directorate
of Market Abuse and Enforcement Committee
(15 March 2010) |
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FSB seeks independent pension trustees
(15 March 2010) |
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Report by the Directorate of
Market Abuse
(12 March 2010) |
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Update on Licenses for Financial
Services Board
(26 January 2010) |
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FSB replaces board of management
of security guards’ provident fund
(15 December 2009) |
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Enforcement Committee media
statement
(15 December 2009) |
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Update on Licenses for Financial
Services Providers
(15 December 2009) |
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FSB Media Release Private Security
Sector Provident Fund
(14 December 2009) |
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Update on Licenses for Financial
Services Providers
(19 September 2009) |
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Update on Licenses for Financial
Services Providers
(19 September 2009) |
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Update on Licenses for Financial
Services Providers
(25 August 2009) |
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FSB warns about Matshidiso
Funeral Scheme, Blue Dot Funeral Home
(24 August 2009) |
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Platinum Investments
(04 August 2009) |
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Update on Licenses for Financial
Services Providers
(24 July 2009) |
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Enforcement Committee
(16 July 2009) |
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New Era Life company placed
under curatorship
(08 July 2009) |
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Update on Licenses for
Financial Services Providers
(22 June 2009) |
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CMM and its Associated Companies
(18 June 2009) |
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Update on Licenses for Financial
Services Providers
(25 May 2009) |
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CMM and its Associated Companies
placed under Curatorship
(29 April 2009) |
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Update on Licenses for Financial
Services Providers
(20 April 2009) |
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Update on Licenses for Financial
Services Providers
(27 March 2009) |
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FSB’s New DEO of Investment
institutions
(17 February 2009) |
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Update on Licenses for Financial
Services Providers
(30 October 2008) |
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Dealstream placed under curatorship
(10 October 2008) |
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SA to host global securities
conference
(09 October 2008) |
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Be cautious of Dealstream Securities
(23 September 2008) |
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Update on Licences for
Financial Services Providers
(19 September 2008) |
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Pension-backed lending –
the facts
(16 September 2008) |
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FSB Warns against Theresa
Fourie Financial Brokerage
(06 August 2008) |
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Media Release
(25 July 2008) |
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Update on Licenses for Financial
Services Providers
(24 July 2008) |
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Progressive asset management under
curatorship
(18 June 2008) |
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Media by Financial Services Board
(20 May 2008) |
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Fais licence update Media release 13 May 2008
(13 May 2008) |
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Media by Financial Services Board
(12 May 2008) |
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The Future of Micro-insurance Regulation in South Africa: Discussion Paper
(10 April 2008) |
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Press Release : The Future
of Micro-insurance Regulation in South Africa
(10 April 2008) |
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Update on Licenses for Financial Services Providers
(22 February 2008) |
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Report by the Directorate of Market Abuse
(29 November 2007) |
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Update on Licenses for Financial Services Providers
(15 November 2007) |
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Report By the Financial Services Board
(02 November 2007) |
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Update on Licenses for Financial Services Providers
(30 July 2007) |
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Update on Licenses for Financial Services Providers
(29 June 2007) |
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Update on Licenses for Financial Services Providers
(29 June 2007) |
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FSB Says Beware of Troy Capital Venture
(27 June 2007) |
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Update on Licenses for Financial Services Providers
(05 June 2007) |
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The AFM warns against Lohman Brokers
(03 May 2007) |
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Update on Licenses for Financial Services Providers
(13 April 2007) |
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Curatorship of Financial Services
Business of Fidentia Asset Management (PTY) LTD and Associated Companies
(02 April 2007) |
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Ovation under curatorship
(02 March 2007) |
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Update on Licenses for Financial Services Providers
(01 March 2007) |
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Fidentia Placed Under Curatorship
(09 February2007) |
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Update on Licences for Financial Services
(22 December 2006) |
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FSB's retirement Funds division gets OECD status
(13 December 2006) |
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Updates on licence for financial services
(04 December 2006) |
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FSB loses patience with pension fund trustees
(29 November 2006) |
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FSB finalising fsp licence applications
(19 October 2006) |
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FSB says adjudicator has specific term of office
(18 October 2006) |
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Common Cents may still manage collective investments
(18 October 2006) |
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FSB places Common Cents into provisional curatorship
(10 October 2006) |
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FSB Lifts Suspension of Pensions Administrators
(14 September 2006) |
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Latest Fais fsp update
(28 August 2006) |
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FSB further reduces fsp licence applications
(06 July 2006) |
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Report by the Directorate of Market Abuse
(31 May 2006) |
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Fais media release
(19 May 2006) |
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FSB appoints Deputy Executive officers
(10 May 2006) |
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FSB steadily reduces fsp licence applications
(07 April 2006) |
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Discussion Paper on contractual savings in the life insurance industry
(31 March 2006) |
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Actuary in court over R213-m pension fund ‘theft’
(17 March 2006) |
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FSB says Fedbond cannot refuse to pay investors
(14 March 2006) |
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FSB says you may be owed unclaimed pension benefits
(28 February 2006) |
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FSB refers possible insider trading, market abuse cases for legal action
(17 February 2006) |
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Pension assets exceed trillion rand
(07 February 2006) |
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FSB finalises 90% of Fais fsps
(26 January 2006) |
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Fedbond court case - latest
(20 December 2005) |
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FSB's right of inspection upheld
(08 December 2005) |
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Fais licensing nearly complete
(05 December 2005) |
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FSB Suspends Velocity Trading (Pty) Ltd Licence
(03 November 2005) |
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FSB almost there with FAIS registrations
(25 October 2005) |
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FAIS Licences Declined
(28 September 2005) |
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Authorised FSPs now listed on FSB website
(04 September 2005) |
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FSB's Response Regarding Scorpions' Raid on Saambou
(02 September 2005) |
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FSB says FAIS licences go uncollected
(22 August 2005) |
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Paradigm Capital Holdings Limited
(27 July 2005) |
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FAIS Licences Declined
(26 July 2005) |
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Sytz may operate as FSP for now |
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New Executive Officer For FSB |
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FSB Declines 21 more Licences |
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FSB strengthens rules on pension transfers |
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Short-Term Insurers Healthy |
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Long-Term Insurers Face Vulnerabilities, Challenges |
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FSB declines a further seven FAIS licence applications |
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FSB Rejects Ten Licence Applications, Suspends Two |
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SAIA and FSB share passion to fight financial illiteracy |
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Forex marketer in Provisional liquidation |
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FSB Helps Put Fraudsters Behind Bars |
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Investment Community To Note New Act - Says FSB |
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FAIS Licence Update |
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Fedbond Collective Investment Scheme in Participation Bonds |
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FSB Helps to Lay Down International Pensions Standards |
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LONG-TERM INSURANCE INDUSTRY SCRAPS HIV/AIDS EXCLUSION CLAUSES |
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FSB puts SA at
forefront of international regulatory developments |
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FSB grants special FAIS exemption |
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FSB to deal head-on with non-compliance |
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FSB says beware of advance fee scams |
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FSB warns against phony forex dealers |
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FAIS applications on track |
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Insider Trading Media Release |
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Enforce regulation, Jabu Moleketi tells regulator |
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Deel-Smith trustees to be prosecuted |
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THE FINANCIAL ADVISORY AND INTERMEDIARY SERVICES ACT
LICENSING PROCESS |
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Fais licence scramble, but funeral
operators dead slow |
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Fedbond Collective Investment Scheme in
Participation Bonds |
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Incomplete forms delay Fais licence applications |
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FSB rubs shoulders with world heavyweights |
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Independent trustees appointed for Joint Municipal Pension Fund |
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Forex brokers to register with FSB |
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Short-term insurance industry grows |
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FSB announces Section 7 date |
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JOINT PRESS RELEASE FROM THE FINANCIAL
SERVICE BOARD (“FSB”) AND THE ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION (“AIMA”)SOUTH AFRICA CHAPTER |
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SACCAWU-linkedcompany slammed with R104 m law suit |
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Fedbond Collective Investment Scheme in Participation Bonds |
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FSBfocuses service excellence on customer satisfaction |
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Court victory for FSB |
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FSB urges financial services providers to register |
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Hugo settles with FSB |
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Watch out for Van der Spuy |
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FCI creditors to get 50c for each rand |
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Beware promises of 'Luckyday' |
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Be cautious of Investcoll |
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FAIS registration goes live on 15 October |
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Marcus says greater consumer awareness needed |
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Joint Municipal Pension Fund |
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FAIS on the road |
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Insurance industry enters new era |
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Curator recommends criminal
prosecution in Deel-Smith case |
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FSB appoints first FAIS Ombud |
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Fedsure Life Assurance Ltd Inspection |
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FSB approves first recognised bodies
for FAIS registration |
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Penny Procopos not to be trusted |
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Stay away from Gibson, warns FSB |
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Pepkor and FSB on appeal |
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FSB geared for FAIS registration |
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Sage Group Board changes |
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Graves warning |
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New CIS Act improves investor protection |
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Financial Institutions Amendment Bill : 2003 |
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Unit trust legislation makes the deadline |
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FSB calls on industry to help with FAIS licensing |
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Short-term insurance industry on the upswing, but long-term
industry faces many issues |
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Welkom investment manager pleads guilty after FSB probe |
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Settlement reached with Cadbury Schweppes (SA) Limited |
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Substantial increase in income for friendly societies in 2001 |
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FSB extends Deel-Smith curatorship to include pension funds |
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FAIS Act comes into operation |
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FSB INSTRUCTS INSURERS TO END PRACTICE OF REFUSING
TRANSFERS OF COMPULSORY LINKED ANNUITY POLICIES |
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FSB to meet pension fund trustees to up compliance level |
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Taiwan prosecutor seeks SA Mendes Prior fraud victims |
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FSB warns against misleading advertisements |
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5 of Deel-Smith group of companies into curatorship |
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Unlawful financial services provider nabbed |
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Settlement reached with Amlac Limited |
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FSB pulls the plug on unregistered Vereeniging investment manager |
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FSB throws book at pension ‘fraudsters’ |
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SACCAWU Pension Fund under curatorship |
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FSB says beware of investing in unlisted securities |
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FSB warns against Dream Bond |
| |
FSB warns against unauthorised Sanlam and Old Mutual
share intermediaries |
|
Joint Media Statement by
the FSB, SARS and the Registrar of Medical Schemes on the status of former paragraph (c), Benefit Funds |
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FSB elected to world securities regulator executive |
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FSB names inspectors into Fedsure Life |
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FSB to probe Fedsure |
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The FSB has invited comment on sub-ordinate legislation
of the Financial Services Ombudschemes Bill, 2001 (FSOS) |
|
FAIS Bill: Preliminary Drafts of Subordinate Legislation |
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Annual Report: Long- and short-term insurance |
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FSB warns against Arrow International Management Services |
|
Former Technology Communications CE settles with Insider Trading Directorate |
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FSB refers price manipulation probe in Nexttvest, Brimstone shares to prosecutor |
|
Insider Trading Settlement
from Mr M Y Kajee |
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FSB loses its appeal in the Aldum matter |
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Good News for Mendes Prior Investors |
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Mendes Prior : Be wary of help offered |
|
| Mendes
Prior mastermind arrested |
|
Settlement reached with Mr J W du Toit, the previous Chief Executive
Officer of Spicer Holdings Limited |
|
Final Report of the Commission of Inquiry into the
affairs of the Masterbond Group and Investor Protection in South Africa |
|
Transactions in the shares of Thuthukani Group Limited during 1999
and January 2000 |
|
Transactions in the shares of the Internet Gaming Corporation
Limited during August and September 2000 |
|
Unapproved investment manager on R10 000 bail |
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Transactions in the shares of Western Areas Limited
and Harmony Gold Mining Company Limited |
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Investigation into trading in the shares of Datatec Limited |
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Marcus says financial markets must hone competitiveness |
|
FSB issues second hand policy alert |
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FSB successful in long dispute with Pepkor Limited re Pepkor Pension Fund |
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Pension fund loan guarantee approved |
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Pensionfund fraud fined R20 000 |
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Archive Articles |
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| Insider Trading Directorate Media Releases |
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