FINANCIAL ADVISORY AND INTERMEDIARY SERVICES - COMPLIANCE REPORT FOR 2005
AND REGISTRATION TO OBTAIN ELECTRONIC PROGRAMME TO SUBMIT THE REPORT

The 2005 compliance report was published on 8 April 2005 as Board Notice 39 of 2005.Click here for a copy. (2005 Compliance Report)

Compliance officers and financial service providers are encourage to use the electronic submission method. To register for the programme please click here

To promote the risk based supervision approach and the compliance report, workshops will be held in all major centres during July and August 2005. Compliance officers and providers that do not require a compliance officer are encouraged to attend these workshops. The detail of the workshops will be made available on the website.

Presentations of Road shows

  FSB Presentation