Financial Markets Bill, 2011
FMB Press Release
FMB Policy Document
FMB Bill
FMB Explanatory Memo
Closing date for comments on the Financial Markets Bill:
9th September 2011
Closing date for comments on the Board Notices:
2nd December 2011
Board Notices
REPORT BY SELF-REGULATORY ORGANISATION TO THE REGISTRAR
MATTERS TO BE REPORTED ON BY AUDITOR OF A REGULATED PERSON
CONDITIONS APPLICABLE TO THE AMALGAMATION, MERGER, TRANSFER OR DISPOSAL OF SELF-REGULATORY ORGANISATIONS, ASSOCIATED CLEARING HOUSES AND TRADE REPOSITORIES
CODE OF CONDUCT FOR AUTHORISED USERS
CONDITIONS APPLICABLE TO THE DEMUTUALISATION OF SELF-REGULATORY ORGANISATIONS
REPORTING OF TRANSACTIONS IN LISTED SECURITIES
CONDITIONS APPLICABLE TO THE GRANTING AND RENEWAL OF AN EXCHANGE, CENTRAL SECURITIES DEPOSITORY, TRADE REPOSITORY OR CLEARING HOUSE LICENCE
ACCOUNTING RECORDS TO BE MAINTAINED BY A REGULATED PERSON
REQUIREMENTS WITH WHICH A CENTRAL SECURITIES DEPOSITORY MUST COMPLY WHEN ESTABLISHING A LINK WITH AN EXTERNAL CENTRAL SECURITIES DEPOSITORY
PRESCRIBED FEES
CONDITIONS APPLICABLE TO THE INCLUSION BY AN EXCHANGE OF SECURITIES ISSUED BY IT IN ITS OWN LIST
DETERMINATION OF FIT AND PROPER REQUIREMENTS FOR AN APPLICANT FOR AN EXCHANGE, CENTRAL SECURITIES DEPOSITORY, TRADE REPOSITORY OR CLEARING HOUSE LICENCE AND THE DIRECTORS AND SENIOR MANAGEMENT OF AN APPLICANT
PERIOD PRESCRIBED WITHIN WHICH ACCOUNTING RECORDS ARE TO BE AUDITED
APPLICATION FOR APPROVAL OF THE ACQUISITION OR THE HOLDING OF SHARES OR ANY OTHER INTEREST IN A SELF-REGULATORY ORGANISATION (“SRO”) IN TERMS OF SECTION 68(5) OF THE FINANCIAL MARKETS ACT OF 2011
APPLICATION FOR APPROVAL OF THE ACQUISITION OR THE HOLDING OF SHARES OR ANY OTHER INTEREST IN A SELF-REGULATORY ORGANISATION (“SRO”) IN TERMS OF SECTION 68 OF FINANCIAL MARKETS ACT OF 2011 (“ACT”)
