Below is a list of the completed investigations of the Directorate of Market Abuse (DMA) as at the last Directorate meeting of: 28 June 2011.
These investigations were into possible cases of insider trading, market manipulation or false statements. What are these offences?
Insider trading and market manipulation cases are not into the affairs of the companies listed but into trading in securities on the South African financial markets. Some of the investigations were into dealing in securities on financial markets in foreign jurisdictions. In these cases, the DMA assisted foreign regulators with their investigations. The investigations into possible false reporting relate to the publication of false statements regarding, or by, listed companies.
The list includes all insider trading investigations executed by the predecessor of the DMA, the Insider Trading Directorate (ITD). The DMA replaced the ITD in February 2005, and since then the DMA has been investigating insider trading, market manipulation and false reporting.
Current investigations are not included in this list.
| Type | Security | Period of investigation | Outcome | Date |
| Insider trading | • Feltex Limited | 1999-03-02 | Closed | 1999-06-29 |
| Insider trading | • Global Capital Limited | 1999-05-01 – 1999-05-13 | Closed | 1999-08-24 |
| Insider trading | • Afribrand Holdings Limited | 1999-05-01 – 1999-05-24 | Closed | 2000-01-25 |
| Insider trading | • Corpcapital Limited | 1999-01-18 – 1999-02-02 | Closed | 1999-06-29 |
| Insider trading | • Autopage Holdings Limited | 1999-01-18 – 1999-01-27 | Closed | 1999-06-29 |
| Insider trading | • USKO Limited | 1999-01-25 – 1999-02-03 | Closed | 1999-08-24 |
| Insider trading | • Terexco Limited | 1999-01-01 – 1999-02-08 | Closed | 2000-01-25 |
| Insider trading | • Billcad Holdings Limited | 1999-01-04 – 1999-01-18 | Closed | 1999-06-29 |
| Insider trading | • King Consolidated Limited | 1999-01-19 – 1999-01-27 | Closed | 2000-03-28 |
| Insider trading | • MGX Electronics Limited | 1999-11-01 – 1999-02-28 | Closed | 1999-06-29 |
| Insider trading | • Fralex Limited | 1999-03-04 – 1999-03-05 | Closed | 2000-03-28 |
| Insider trading | • Fraser Alexander Limited | 1999-05-26 – 1999-06-09 | Closed | 2000-03-28 |
| Insider trading | • Retail Corporation Limited | 1999-06-01 – 1999-06-09 | Closed | 1999-10-26 |
| Insider trading | • Log-Tek Holdings Limited | 1999-05-17 – 1999-05-27 | Closed | 1999-10-26 |
| Insider trading | • Cullinan Hotel & Leisure Group Limited | 1999-03-12 – 1999-03-23 | Closed | 1999-06-29 |
| Insider trading | • Truworths International Limited (1) | 1999-02-25 – 1999-03-03 | Closed | 2000-03-28 |
| Insider trading | • Berzak-Illman Investment Group Limited | 1999-01-14 – 1999-01-19 | Closed | 2000-01-25 |
| Insider trading | • Glenrand MIB Limited | 1999-02-11 – 1999-02-25 | Closed | 1999-10-26 |
| Insider trading | • Aspen Healthcare Holdings Limited | 1999-03-08 – 1999-03-19 | Closed | 1999-10-26 |
| Insider trading | • Barprop Limited Linked Units Limited | 1999-02-18 – 1999-03-12 | Closed | 2000-07-25 |
| Insider trading | • Connection Group Holdings Limited | 1999-04-20 – 1999-04-23 | Closed | 1999-06-29 |
| Insider trading | • Paradigm Interactive Media Limited | 1999-02-01 – 1999-02-09 | Closed | 2001-02-27 |
| Insider trading | • Pentacom Holdings Limited | 1999-04-12 – 1999-04-20 | Closed | 1999-06-29 |
| Insider trading | • Core Holdings Limited | 1999-04-09 – 1999-04-30 | Closed | 1999 |
| Insider trading | • Nando's Group Limited | 1999-04-21 – 1999-04-04 | Closed | 1999-08-24 |
| Insider trading | • Infinity Technologies Limited | 1999-05-03 – 1999-05-05 | Closed | 1999-08-24 |
| Insider trading | • Absec Limited | 1999-04-30 – 1999-05-19 | Closed | 2000-07-25 |
| Insider trading | • Cyberhost Limited | 1999-05-28 – 1999-06-01 | Closed | 1999-10-26 |
| Insider trading | • Nimbus Holdings Limited | 1999-06-11 – 1999-06-24 | Closed | 1999-10-26 |
| Insider trading | • Radiospoor Technology Holdings Limited | 1999-07-01 – 1999-07-08 | Closed | 1999-10-26 |
| Insider trading | • IST Group Limited | 1999-07-01 – 1999-07-22 | Closed | 2000-03-28 |
| Insider trading | • Shoprite Holdings Limited | 1999-07-19 – 1999-07-27 | Closed | 2000-07-28 |
| Insider trading | • Truworths International Limited (2) | 1999-07-01 – 1999-07-12 | Closed | 2000-03-28 |
| Insider trading | • MMW Technology Holdings Limited (2) | 7/1/1999 | Closed | 1999-08-24 |
| Insider trading | • Paradigm Capital Holdings Limited (1) | 4/14/2000 | Closed | 2001-08-28 |
| Insider trading | • Iscor Limited | 1999-08-02 – 1999-08-13 | Closed | 2000-01-25 |
| Insider trading | • Computer Configuration Holdings Limited (2) | 1999-08-17 – 1999-08-18 | Closed | 2000-03-28 |
| Insider trading | • Amalgamated Appliance Holdings Limited (1) | 8/30/1999 | Closed | 2000-01-25 |
| Insider trading | • Brainware Limited | 1999-09-01 – 1999-09-08 | Closed | 2000-03-28 |
| Insider trading | • MacMed Health Care Limited | 1999-09-13 – 1999-09-30 | Closed | 2001-08-28 |
| Insider trading | • Kairos Industrial Holdings Limited | 10/1/1999 | Closed | 2000-07-25 |
| Insider trading | • Crux Technologies Limited | 1999-09-20 – 1999-10-01 | Closed | 1999-10-26 |
| Insider trading | • Molope Group Limited | 1999-09-29/ - 1999-10-04 1999-10-13 – 1999-10-14 |
Closed | 2002-02-26 |
| Insider trading | • PSG Group Limited | 1999-09-27 – 1999-10-04 | Closed | 2000-07-28 |
| Insider trading | • Adcock Ingram Limited | 1999-10-05 – 1999-10-06 | Closed | 2000-05-30 |
| Insider trading | • Explorer Corporation Holdings Limited | 2000-05-02 – 2000-05-16 | Closed | 2000-11-28 |
| Insider trading | • Zenith Concessions Limited | 1999-10-13 – 1999-10-15 | Closed | 2000-01-25 |
| Insider trading | • Sappi Limited | 10/14/1999 | Closed | 2000-05-30 |
| Insider trading | • E-Data Limited | 1999-11-26 – 1999-12-02 | Closed | 2000-03-28 |
| Insider trading | • JCI/Randgold Limited | 1999-04-01 – 1999-04-30
1999-11-22 – 1999-12-02 12/7/1999 |
Closed | 2000-03-28 |
| Insider trading | • Real Africa Durolink Holdings Limited (1) | 1999-11-26 – 1999-11-30 | Closed | 2000-11-28 |
| Insider trading | • Computer Configuration Holdings Limited (3) | 1999-11-08 – 1999-11-15 | Closed | 2000-03-28 |
| Insider trading | • Karos Hotels Limited | 1999-08-02 – 1999-10-22 | Closed | 2000-07-25 |
| Insider trading | • Carson Holdings Limited | 1999-10-20 – 1999-10-26 | Closed | 2000-05-30 |
| Insider trading | • Distillers Corporation (SA) Limited | 2000-05-03 – 2000-05-09 | Closed | 2000-11-28 |
| Insider trading | • Quyn Holdings Limited | 1999-11-29 – 1999-12-07 | Closed | 2000-07-25 |
| Insider trading | • Idion Technology Holdings Limited (2) | 1999-12-09 – 1999-12-13 | Closed | 2000-03-28 |
| Insider trading | • Essentiale Beverage Holdings Limited | 1999-08-18 – 1999-09-06 | Closed | 2000-02-26 |
| Insider trading | • Tiger Wheels Limited | 2000-01-01 – 2000-01-13 | Closed | 2000-09-26 |
| Insider trading | • Mobile Industries Limited | 1/19/2000 | Closed | 2000-09-19 |
| Insider trading | • Yabeng Investment Holding Company Limited | 1/10/2000 | Closed | 2000-09-26 |
| Insider trading | • Real Africa Durolink Holdings Limited (2) | 2000-06-13 – 2000-06-14 | Closed | 2000-05-30 |
| Insider trading | • Computer Configurations Holdings Limited (4) | 2000-01-31 – 2000-02-04 | Closed | 2000-03-28 |
| Insider trading | • Legacy Ventures Limited | 2000-01-14 – 2000-02-04 | Closed | 2000-05-30 |
| Insider trading | • Bynx Holdings Limited (1) | 2000-02-03 – 2000-02-07 | Closed | 2000-05-30 |
| Insider trading | • Mercury Alpha Capital Limited | 1/27/2000 | Closed | 2000-09-26 |
| Insider trading | • Roadcorp Limited (1) | 2/1/2000 | Closed | 2001-04-24 |
| Insider trading | • Bynx Holdings Limited (2) | 2000-05-10 – 2000-06-14 | Closed | 2000-11-28 |
| Insider trading | • Rentsure Holdings Limited | 2000-05-30 – 2000-06-13 | Closed | 2001-06-26 |
| Insider trading | • Imperial Holdings Limited | 2000-04-14 – 2000-06-02 | Closed | 2001-08-28 |
| Insider trading | • IOTA Financial Services Limited | 2000-07-04 – 2000-07-26 | Closed | 2002-10-29 |
| Insider trading | • Moresport Holdings Limited | 2000-05-24 – 2000-07-05 | Closed | 2002-02-26 |
| Insider trading | • Faritec Holdings Limited | 7/7/2000 | Closed | 2001-06-26 |
| Insider trading | • Carson Holdings Limited | 2000-07-31 – 2000-08-22 | Closed | 2004-05-04 |
| Insider trading | • Roadcorp Limited (2) | 2000-08 | Closed | 2001-04-24 |
| Insider trading | • OZZ Limited | 2000-09 | Closed | 2001-06-26 |
| Insider trading | • Leisurenet (3) | 2000-10-01 – 2000-10-06 | Closed | 2001-02-27 |
| Insider trading | • Barnard Jacobs Mellet Holdings Limited | 2000-08 | Closed | 2001-02-27 |
| Insider trading | • Cashbuild Limited | 9/11/2000 | Closed | 2002-04-30 |
| Insider trading | • Tridelta Magnet Technology Holdings Limited | 2000-07-19 – 2000-07-27 | Closed | 2002-06-25 |
| Insider trading | • Metro Cash and Carry Limited | 2000-11-02 – 2000-11-14 | Closed | 2001-02-27 |
| Insider trading | • Siltek Limited (1) | 2000-11 | Closed | 2001-04-24 |
| Insider trading | • Masterfridge Limited | 2001-01-08 – 2001-01-25 | Closed | 2001-08-28 |
| Insider trading | • Top Info Technology Holdings Limited | 2001-01-02 – 2001-01-19 | Closed | 2004-05-04 |
| Insider trading | • Heritage Collection Holdings Limited | 2001-01-12 – 2001-01-29 | Closed | 2002-10-29 |
| Insider trading | • Ixchange Technology Holdings Limited | 2001-01-12 – 2001-01-17 | Closed | 2002-04-30 |
| Insider trading | • Trematon Capital Investments Limited | 2000-11 | Closed | 2002-08-27 |
| Insider trading | • Intervid Limited (1) | 2001-01-15 – 2001-01-18 | Closed | 2002-06-25 |
| Insider trading | • DNA Supply Chain Investments Limited | 2001-02 – 2001-03 | Closed | 2002-08-27 |
| Insider trading | • Coronation Holdings Limited/African Harvest Limited | 2001-02 – 2001-03 | Closed | 2003-02-25 |
| Insider trading | • Advtech Limited | 4/2/2001 | Closed | 2001-06-26 |
| Insider trading | • Billiton PLC | 2001-03-16 – 2001-03-19 | Closed | 2002-11-26 |
| Insider trading | • Profurn Limited | 2001-04-23 – 2001-05-10 | Closed | 2003-02-25 |
| Insider trading | • Northern Engineering Industries Africa Limited | 2001-03-29 – 2001-04-05 | Closed | 2002-11-26 |
| Insider trading | • Intervid Limited (2) | 2001-05-18 – 2001-05-28 | Closed | 2002-06-25 |
| Insider trading | • Metropolis Transactive Holdings Limited | 2001-06-01 – 2001-06-05 | Closed | 2003-02-25 |
| Insider trading | • Global Technology Limited (1) | 2001-05-15 – 2001-06-01 | Closed | 2002-06-25 |
| Insider trading | • Primedia Limited | 2000-11-01 – 2000-12-31 | Closed | 2004-11-30 |
| Insider trading | • Monex Limited | 2001-06-25 – 2001-06-28 | Closed | 2002-02-26 |
| Insider trading | • Sun International (SA) Limited | 2001-08-21 – 2001-08-27 | Closed | 2002-06-25 |
| Insider trading | • M-Cell Limited | 2001-11-16 – 2001-11-27 | Closed | 2002-11-26 |
| Insider trading | • Comair Limited | 2001-11-27 – 2001-12-07 | Closed | 2002-11-26 |
| Insider trading | • South African Breweries plc / Interbrew Investigation | 2001-11-28 – 2001-11-29 | Closed | 2002-04-19 |
| Insider trading | • Fedsure Holdings Limited | 2002-01-29 – 2002-02-27 | Closed | 2002-10-29 |
| Insider trading | • Prism Holdings Limited | 2002-01-10 – 2002-02-14 | Closed | 2002-11-26 |
| Insider trading | • Sanlam Limited | 2001-08 – 2001-09 | Closed | 2002-08-27 |
| Insider trading | • Global Technology Limited (2) | 2001-10 | Closed | 2002-11-26 |
| Insider trading | • Repo January 2002 | 2002-01 | Closed | 2003-05-06 |
| Insider trading | • White Maize (1) | 2001-09 | Closed | 2002-04-30 |
| Insider trading | • Discovery Holdings Limited | 2002-04 | Closed | 2002-08-27 |
| Insider trading | • Saambou Holdings Limited (2) | 2002-02 | Closed | 2002-06-25 |
| Insider trading | • Kreston Nominees Investigation | 2000-06-01 – 2001-07-31 | Closed | 2003-07-29 |
| Insider trading | • Corpcapital Limited | 2002-04-09 – 2002-04-10 | Closed | 2002-10-29 |
| Insider trading | • Rectron Holdings Limited | 2002-01-15 – 2002-03-25 | Closed | 2003-02-25 |
| Insider trading | • Planit Technology Holdings Limited | 2000-09 – 2001-11 | Closed | 2002-11-26 |
| Insider trading | • MB Technologies Limited | 2002-07-17 – 2002-08-29 | Closed | 2002-11-26 |
| Insider trading | • PSG Investment Bank Holdings Limited | 2002-07-17 – 2002-08-06 | Closed | 2003-07-29 |
| Insider trading | • Iscor Limited | 2002-01 – 2002-07 | Closed | 2002-10-29 |
| Insider trading | • Hosken Consolidated Investments Limited (1) | 2002-07 – 2002-08 | Closed | 2002-11-26 |
| Insider trading | • The Afrikander Lease Limited | 2002-07 – 2002-08 | Closed | 2003-07-29 |
| Insider trading | • Investment Solutions Holdings Limited | 2002-08-19 – 2002-09-18 | Closed | 2003-02-25 |
| Insider trading | • EC-Hold Limited | 2002-06 – 2002-09 | Closed | 2003-02-25 |
| Insider trading | • BOE Corporation Limited/NIB | 2002-04-08 – 2002-04-22 | Closed | 2003-05-06 |
| Insider trading | • Grintek Limited | 2002-10 – 2002-11 | Closed | 2003-11-25 |
| Insider trading | • Fashion Africa Limited | 2002-08 – 2002-10 | Closed | 2003-09-30 |
| Insider trading | • Hosken Consolidated Investments Limited (2) | 2003-01 – 2003-02 | Closed | 2003-07-29 |
| Insider trading | • Labat Africa Limited | 2002-04-22 – 2002-05-10 | Closed | 2003-05-06 |
| Insider trading | • Fasic Limited | 2000-04 – 2000-09 | Closed | 2003-09-30 |
| Insider trading | • Alexander Forbes Limited | 2003-03 | Closed | 2003-09-30 |
| Insider trading | • Nedcor Limited | 2003-01 – 2003-05 | Closed | 2003-07-29 |
| Insider trading | • March 2003 White Maize Futures Contract (2) | 2002-09 – 2003-02 | Closed | 2003-07-29 |
| Insider trading | • Capitec Bank Holdings Limited | 2003-03 | Closed | 2003-09-30 |
| Insider trading | • Durban Roodepoort Deep Limited | 2003-01 – 2003-03 | Closed | 2003-09-30 |
| Insider trading | • DNA Supply Chain Investments Limited (2) | 2003 | Closed | 2003-11-25 |
| Insider trading | • Diamond Core Resources Limited | 1999 | Closed | 2003-09-30 |
| Insider trading | • AMB Holdings Limited | 1999 - 2001 | Closed | 2003-09-30 |
| Insider trading | • Redefine Income Fund Limited | 2002-12 - 2003-02 | Closed | 2006-10-10 |
| Insider trading | • NetActive Limited | 2002-07 | Closed | 2004-05-04 |
| Insider trading | • Cadiz Holdings Limited | 2004-04-19 – 2004-04-22 | Closed | 2004-07-27 |
| Insider trading | • CS Computer Services Holdings Limited | 2004-04 | Closed | 2006-10-10 |
| Insider trading | • Amalgamated Appliance Holdings Limited (2) | 2004-07 | Closed | 2004-11-30 |
| Insider trading | • Wetherlys Investment Holdings Limited | 2003-07-21 - 2003-07-25 | Closed | 2006-02-16 |
| Insider trading | • Relyant Retail Limited | 2004-05 | Closed | 2006-02-16 |
| Insider trading | • Intervid Limited (2) | 2003-05 - 2004-03 | Closed | 2006-02-16 |
| Insider trading | • McCarthy Limited | 2003-10 - 2003-11 | Closed | 2006-02-16 |
| Insider trading | • Hosken Consolidated Investments Limited (4) | 2004-12 | Closed | 2006-02-16 |
| Insider trading | • Glenrand MIB Limited | 2005-08-11 - 2005-08-12 | Closed | 2006-05-30 |
| False reporting | • Tourism Investment Corporation Limited | 8/11/2005 | Closed | 2006-11-29 |
| Insider trading | • Liberty Group Limited | 2005-06-10 - 2005-07-20 | Closed | 2006-05-30 |
| Insider trading | • Spescom Limited | 2005-01 | Closed | 2007-06-13 |
| Market manipulation | • Thabex Exploration Limited | 2004-07 - 2005-01 | Closed | 2006-02-16 |
| Insider trading | • Gubb and Inggs Limited | 5/1/2002 | Closed | 2006-05-30 |
| Insider trading | • Capital Alliance Holdings Limited | 2004/11/22 - 2004-12-01 | Closed | 2006-10-10 |
| Insider trading | • White Maize Futures (3) | 2005-09 | Closed | 2006-11-29 |
| Insider trading | • MICC Property Income Fund Limited | 2005-11-18 - 2005-12-09 | Closed | 2006-05-30 |
| Insider trading | • Brimstone Investment Corporation Limited (1) | 2004-11-29 - 2004-11-30 | Closed | 2007-06-13 |
| Insider trading | • Excellerate Holdings Limited | 2004-12-01 - 2005-01-30 | Closed | 2006-10-10 |
| Market manipulation | • ACC-ROSS | 2006-02-16 - 2006-02-18 | Closed | 2006-10-10 |
| False reporting | • Simmer and Jack Mines Limited | 2005-06 - 2006-05 | Closed | 2006-06-05 |
| Insider trading | • Peregrine Holdings Limited | 2006-02-17 - 2006-04-07 | Closed | 2006-11-29 |
| Insider trading | • Freestone Property Holdings Limited | 2002-12 - 2003-02 | Closed | 2006-10-10 |
| Insider trading | • VenFin Limited | 2005-10-26 - 2005-11-03 | Closed | 2006-10-10 |
| Insider trading and false reporting | • Verimark Holdings Limited | 2006-04 - 2006-07 | Closed | 2007-06-13 |
| Insider trading and false reporting | • Steinhoff International Holdings Limited | 2004 | Closed | 2007-08-28 |
| Insider trading | • Arch Equity Limited | 2006-02 | Closed | 2007-11-27 |
| Insider trading | • Blue Financial Services Limited | 2006-10 – 2006-11 | Closed | 2007-08-28 |
| Insider trading | • AfriOre Limited | 2006-11 | Closed | 2008-03-04 |
| Insider trading | • Sallies Limited | 2007-03 | Closed | 2008-11-25 |
| Insider trading and false reporting | • Gold Fields Limited | 2007-03 – 2007-04 | Closed | 2008-06-03 |
| Insider trading | • Consol Limited | 2006-11 – 2006-12 | Closed | 2008-06-03 |
| Insider trading | • Italtile Limited | 2006-06 – 2007-04 | Closed | 2008-06-03 |
| Insider trading | • Amalgamated Appliance Holdings Limited (3) | 2007-04 | Closed | 2008-03-04 |
| Insider trading | • Tiger Brands Limited | 2007-04 | Closed | 2008-11-25 |
| Insider trading | • Sekunjalo Investments Limited | 2007-04 – 2007-05 | Closed | 2008-09-02 |
| Insider trading and false reporting | • Bonatla Property Holdings Limited | 2007-01-02 – 2007-05-17 | Closed | 2008-03-04 |
| Insider trading | • SCI Entertainment Group plc | 2007-08 | Closed | 2008-11-25 |
| Insider trading | • Ideco Group Limited | 2008-04 | Closed | 2008-11-25 |
| Insider trading | • Kagiso Media Limited | 2008-04 | Closed | 2008-11-25 |
| Insider trading | • Super Group Limited | 2008-07 | Closed | 2009-03-03 |
| Insider trading | • Mvelaphanda Resources Limited/Northam Platinum Limited | 2008-08 | Closed | 2009-03-03 |
| Insider trading | • CIC Energy Corp | 2008-06 | Closed | 2009-09-01 |
| Insider trading | • Pamodzi Gold Limited | 2008-10 | Closed | 2009-11-24 |
| Market manipulation | • Sunflower March 2009 Contract | 2008-09 - 2008-10 | Closed | 2009-11-24 |
| False reporting | • Central Rand Gold Limited | 2008 | Closed | 2009-11-24 |
| Insider trading | • Purple Capital Limited | 2008-02 | Closed | 2009-11-24 |
| Insider trading | • Telkom SA Limited | 2008-10 2008-05-27 - 2008-06-02 | Closed | 2010-03-10 |
| Insider trading | • Stratcorp Limited | 2009-02 | Closed | 2010-03-10 |
| Market manipulation | • Skinwell Holdings Limited | 2009-12 | Closed | 2010-03-10 |
| Market manipulation | • Money Web Holdings Limited | 2009-12 | Closed | 2010-03-10 |
| Market manipulation | • Huge Group Limited | 2009-12 | Closed | 2010-03-10 |
| Insider trading | • Blue Financial Services Limited (#2) | 2008-08-07 | Closed | 2010-09-07 |
| Insider trading | • GijimaAst Group Limited | 2009-12 – 2010-01 | Closed | 2010-09-07 |
| Insider trading | • Jubilee Platinum plc | 2009-03 – 2009-06 | Closed | 2010-09-07 |
| Assistance | • Assistance to Australian Securities & Investments Commission | 2009-08 | Closed | 2010-03-24 |
| Assistance | • Assistance to Belgium Banking, Finance and Insurance Commission | 2008-03 – 2008-07 | Closed | 2010-09-07 |
| Insider trading | • Resilient Property Income Fund Limited | 2008-06-01 – 2010-03-23 | Closed | 2010-09-07 |
| Insider trading | • Sentula Mining Limited (#2) | 2008-06-25 | Closed | 2010-09-07 |
| Insider trading | • Wilson Bayly Holmes-Ovcon Limited | 2008-07 – 2008-08 | Closed | 2010-09-07 |
| Assistance | • Assistance to Jersey Financial Services Commission | Undisclosed | Closed | 2010-09-07 |
| Insider trading | • Accentuate Limited | 2010-02 | Closed | 2010-11-24 |
| Insider trading | • Sentula Mining Limited (#3) | 2009-10 | Closed | 2010-11-24 |
| Insider trading | • Africa Cellular Towers Limited | 2009-10 | Closed | 2011-03-29 |
| Insider trading | • FirstRand Limited | 2011-03-07 – 2011-03-08 | Closed | 2011-03-29 |
| Insider trading | • Kumba Iron Ore Limited | 2010-05-12 | Closed | 2011-03-29 |
| Insider trading | • Kumba Iron Ore Limited | 2009-04-28 | Closed | 2011-03-29 |
| Insider trading | • Simmer and Jack Mines Limited | 2009-12 | Closed | 2011-03-29 |
| False reporting | • Telkom Hot Enhanced Dividend Security | 2009-04-28 | Closed | 2011-03-29 |
| Insider trading | • AG Industries Limited | 2010-11-16 – 2010-11-25 | Closed | 2011-06-28 |
| Insider trading | • Gold Reef Resorts Limited | 2010-04 and 2010-07 | Closed | 2011-06-28 |
| Insider trading | • Rolfes Technology Holdings Limited | 2010-06 | Closed | 2011-06-28 |
| Assistance | • Assistance to the US Commodity Futures Trading Commission | 2010-01-01 - 2011-05-31 | Closed | 2011-06-28 |