2007 Archives 

DIRECTIVE PF No. 1: SECTION 2 – Funds established or continued in terms of a collective agreement concluded in a council in terms of the Labour Relations Act, 1995  (12 December 2007)

PF CIRCULAR 131 - WITHDRAWAL OF PENSION FUND CIRCULARS  (12 December 2007)

INFORMATION CIRCULAR 11/2007 - 13/2007  (12 December 2007)

Registrar of Pension Funds: Forty-Seventh annual report 2005 (issued January 2006)  (06 December 2007)

INFORMATION CIRCULAR 10/2007 - VALUATION ASSUMPTIONS AS AT SURPLUS APPORTIONMENT DATE (28 November 2007)

Independent Audit report - Long-term Insurance  (28 November 2007)

Smit Garrun / Renier Reyneke Decision (26 November 2007)

Insurance Quarterly Reports (26 November 2007)

Minimum Benefits ILG and EY Rates  (26 November 2007)

Presentation on Valuation Bases  (19 November 2007)

INFORMATION CIRCULAR 8/2007 - SUBMISSION OF STATUTORY ACTUARIAL VALUATION REPORTS (16 November 2007)

Manual on Access to Information held by the Financial Services Board - Zulu and Afrikaans versions (16 November 2007)

INSETA – Fit & Proper Requirements Assessments for FSPs (06 November 2007)

Insolvency Declaration FSP Response Letter (06 November 2007)

FSB vs Berman and Stacey Determination (01 November 2007)

Hungary Fourth CP CE Forum Program (29 October 2007)

Citi-FT Financial Education Summit 2007 (24 October 2007)

INFORMATION CIRCULAR 6/ 2007 - AMALGAMATIONS AND TRANSFERS OF BUSINESS IN TERMS OF SECTION 14(8) OF THE PENSION FUNDS ACT (12 October 2007)

FORM H & FORM J

Invitation to Bid: FSB2007/012 (05 October 2007)

 

Invitation to Bid: FSB2007/011 (27 September 2007)

 

Invitation to Bid: FSB2007/008 (27 September 2007)

 

FSB Annual Report 2007 (26 September 2007)

 

FSB Bulletin: Second Quarter 2007 (14 September 2007)

 

Registrar of Friendly Societies: Forty-Third annual report 2005 (14 September 2007)

 

Appointment or change in auditors (11 September 2007)

 

Amendment of the implementation date of Directive 149.A.i (07 September 2007)

 

ST Statutory Annual return  (04 September 2007)

 

Guidance manual for ST2007  (04 September 2007)

 

INFORMATION CIRCULAR 5/ 2007 - GENERAL EXTENSION FOR THE ELECTRONIC SUBMISSION OF THE 2007 FINANCIAL STATEMENTS BY ALL FUNDS (03 September 2007)

 

INFORMATION CIRCULAR 4/ 2007 - GENERAL EXTENSION FOR THE ELECTRONIC SUBMISSION OF 2006 FINANCIAL STATEMENTS BY ALL FUNDS (03 September 2007)

 

Withdrawal of Tender: FSB2007/011 (31 August 2007)

 

CISCA CIRCULAR No 6 - To Foreign Collective Investment Schemes in Securities (31 August 2007)

 

Hedge Fund Publications (30 August 2007)

 

Senior Analyst X1 - FAIS Supervision Department (30 August 2007)

 

FAIS Newsletter Vol4 (24 August 2007)

 

Inspectors X2 - Inspectorate Department (24 August 2007)

 

Quarterly report on Long-term Insurance Industry Results For June 2007 (22 August 2007)

Quarterly report on Short-term Insurance Industry Results For June 2007 (22 August 2007)

Romatex Pension Fund Decision  (17 August 2007)
John Leigh Decision  (03 August 2007)
Update on Licenses for Financial Services Providers  (30 July 2007)
Invitation to Bid: ICT Strategy, BID:FSB2007/009  (27 July 2007)
Directive 149.A.i (ST) - Placement of Insurance Business Offshore (25 July 2007)
Directive 149.A.i(ST) - Placement of Short-Term Insurance Business with Entities not Registered in South Africa to conduct Insurance Business (25 July 2007)
The AFM warns against Merkater Business Company (24 July 2007)
List of Approved Foreign CIS (23 July 2007)
Levies on Financial Institutions (20 July 2007)
ST2007 Statutory Annual return  (zip File) (17 July 2007)
Requirements imposed by the Financial Services Board for Nominee Companies to operate in South Africa  (17 July 2007)
CISCA: Model Deed for CIS in Securities  (16 July 2007)
ETF Standard Deed   (16 July 2007)
Database Registration Panel of Attorneys  (05 July 2007)
Proposed Amendment to the Rules of Strate Limited (05 July 2007)
Public Warnings - 02 July 2007 (02 July 2007)
FIT And Proper Requirements  (28 June 2007)
FAIS Newsletter Vol3  (28 June 2007)
FIT And Proper Requirements  (22 June 2007)
FSB Warns the public to be Careful When Buying Funeral Policies  (22 June 2007)
CIRCULAR 130 - Good Governance of Retirement Funds  (22 June 2007)
ETF Standard Deed (20 June 2007)
ETF Standard Supplemental Deeds (20 June 2007)
Directorship of Market Abuse Media Release  (15 June 2007)
Proposed Amendments To The Equities, Derivatives and Yield-X Rules of JSE Limited  (11 June 2007)
  Service Level Commitment by Registrar of Securities Services (23 May 2007)

Quarterly report on Long-term Insurance Industry Result - March 2007 (23 May 2007)

Quarterly report on Short-term Insurance Industry Result - March 2007 (23 May 2007)

LT2007 statutory annual return (zip file)   (23 May 2007)

Amendment To The YIELD-X Rules of JSE Limited - Board Notice 2 of 2007 (22 May 2007)

Analyst X5 - FAIS Enforcement Department (22 May 2007)

Senior Analyst X2 - FAIS Enforcement Department (22 May 2007)

Internship (PC Network Support Technician) - ICT Department (21 May 2007)

CIS Manager Numbers (18 May 2007)

ICS Pension Fund Decision  (14 May 2007)

Kelly Hunter Decision (14 May 2007)

Credential Verification Services Bid2007_007  (11 May 2007)

CONDITIONS IN RESPECT OF A COLLECTIVE INVESTMENT SCHEME CARRIED OUTSIDE BUT PROMOTED IN THE REPUBLIC - Notice 46 of 2006 (07 May 2007)

The AFM warns against Lohman Brokers (02 May 2007)

FAIS Newsletter Vol 2 (02 April 2007)

Invitation To Register On the Supplier Database: Panel of Attorneys (17 April 2007)

Update on Licenses for Financial Services Providers (17 April 2007)

FIT AND PROPER REQUIREMENTS PERTAINING TO THE FAIS ACT (10 April 2007)

FAIS Newsletter Vol 1 (02 April 2007)

New Commission Regulations for Replacement Policies- effective date 1/3/2007 (26 March 2007)

Information Letter 2 of 2007 (26 March 2007)

PF Circulars and Information Circulars (22 March 2007)

Download Returns for Short-Term Insurers (22 March 2007)

Download Returns for Long-Term Insurers (22 March 2007)

Application to act as an approved administrator (13 March 2007)

PF CIRCULAR 129 - PROCEEDS OF THE INVESTIGATION INTO SECRET PROFITS MADE BY A SERVICE PROVIDER OF A FUND (05 March 2007)

Ovation under curatorship (02 March 2007) 

Proposed Amendments to Rules (02 March 2007)

Update on Licenses for Financial Services Providers (01 March 2007)

Quarterly report on Short-term Insurance Industry Results - December 2006  (19 February2007)

Quarterly report on Long-term Insurance Industry Results - December 2006  (19 February2007)

INFORMATION CIRCULAR 2/ 2007 - ELECTRONIC SUBMISSIONS OF THE 2005 FINANCIAL STATEMENTS IN THE FORMAT AS PRESCRIBED IN GAZETTE NO 28884 DATED 29 MAY 2006 AND GAZETTE NO. 28881 DATED 30 MAY 2006 (14 February2007)

Exemption relating to foreign based financial services providers (14 February2007)

Fidentia Placed Under Curatorship (09 February2007)
ST2006 Statutory Annual return ( zip file ) (09 February 2007)
NOTIFICATION IN TERMS OF REGULATION 5.8 OF THE REGULATIONS ISSUED UNDER THE LONG-TERM INSURANCE ACT (“ACT”):  AMENDMENTS TO ACTUARIAL BASIS AND VALUES OF LONG-TERM INSURANCE POLICIES (09 February 2007)
Information Letter 1 of 2007  (05 February 2007)

Final Questionnaire (05 February 2007)
    Cover Letter Directive 148.A.i(LT) (01 February 2007)
Directive 148.A.i – FIC Compliance and Reporting of Information

  

INFORMATION CIRCULAR 1/2007 - EXTENSION FOR SUBMISSION OF RISK ASSESSMENT QUESTIONNAIRES (26 January 2007)

  

Guideline for an arrangement for the transfer of long-term or short-term insurance business where policyholders have been or will be made aware of the nature of the substitution of their liabilities and have signified their consent thereto in writing in terms of section 37(2) of the Long-term Insurance Act or section 36(2) of the Short-term Insurance Act  (19 January 2007)

  

Guidelines for the transfer of the business of a long-term or short-term insurer in terms of section 38 of the Long-term Insurance Act or section 37 of the Short-term Insurance Act  (19 January 2007)

  

Transfer ito section 37 under the Short-term Insurance Act (19 January 2007)

  

Transfer ito section 36(2) of the Short-term Insurance Act and section 37(2) of the Long-term Insurance Act- Policyholder consent transfer (19 January 2007)

  

Information Letter - 3 of 2006(LT) (09 January 2007)

  

Regulations  (09 January 2007)

  

Information Letter 2 of 2006 - Service Level Commitments (09 January 2007)

  

Update on Licences for Financial Services (22 December 2006)

  

Invitation for public Comment (18 December 2006)

  

Short-term insurance - Financial Condition Reporting Issues Paper   (18 December 2006)

  

Comments template (18 December 2006)

  

Market Abuse Media Release 2006-11-07 (15 December 2006)

  

FSB's retirement Funds division gets OECD status (13 December 2006)

  

Invitation for public Comment (11 December 2006)

  

Document for Public Comment-Commission regulations for Replacement Policies (11 December 2006)

  

Amendments Regulations: PF Act, LT Insurance Act (Effective 01/12/2006) (08 December 2006)

  

Directive 147.A.i – Governance of Discretionary Participation policies (04 December 2006)

  

Updates on licence for financial services (04 December 2006)

  

Invitation To Bid Insurance Broker (01 December 2006)

  

Report by the Directorate of Market Abuse (30 November 2006)

  

FSB loses patience with pension fund trustees (29 November 2006)

  

Presentation on Valuation Bases  (23 November 2006)

  

Supporting Excel Workbook  (23 November 2006)

  

Quarterly report on Long-term Insurance Industry Results For September 2006 (13 November 2006)

  

Quarterly report on Short-term Insurance Industry Results For September 2006 (13 November 2006)

  

JSE Booklet (03 November 2006)

  

FSB says adjudicator has Specific term of office (18 October 2006)

  

Common Cents may still manage collective investments (18 October 2006)

  

Draft amendments to regulations under (17 October 2006)

  

   Long Term Insurance Act for public comment (17 October 2006)
    Pension Funds Act for public comment  (17 October 2006)

  

Search for debarred representatives (13 October 2006)

  

FSB places Common Cents into provisional curatorship (11 October 2006)

  

LT2006 statutory annual return (zip file) (11 October 2006)

  

Directorate of Market Abuse Press Release (11 October 2006)

  

INFORMATION CIRCULAR 7/2006 - EXTENSION FOR THE TIME PERIOD TO SUBMIT THE STATUTORY ACTUARIAL VALUATION FOLLOWING A SURPLUS APPORTIONMENT (10 October 2006)

  

PF CIRCULAR 128 - SURPLUS SCHEMES & SURPLUS UTILITISED IMPROPERLY (10 October 2006)

ADDENDUM - SURPLUS UTILISED IMPROPERLY (10 October 2006)
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