2011 Archives |
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Fidentia Curatorship Report
21 December 2011 |
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SAM Position Papers
21 December 2011 |
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SAM Discussion Documents
21 December 2011 |
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Notice no 3 – REGULATION 28: PRESCRIBED REPORT FORMAT
21 December 2011 |
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Draft for comment - Revision of Notice 1503 to the Collective Investment Schemes Control ACT, 2002 (ACT NO. 45 OF 2002) (“CISCA”)
20 December 2011 |
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OECD International Conference on Financial Education
– South Africa – 27-28 October 2011
14 December 2011 |
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General Information Circular - 16
November 2011
16 November 2011
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Preparation guide on
compliance officer examination:
10 November 2011
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Circular 10 of 2011
- Compliance officers regulatory examinations
10 November 2011
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Ovation Order, 8 November 2011
08 November 2011
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Ovation: 10th Report to Court
08 November 2011
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Fidentia Distribution Order, 7 November 2011
07 November 2011
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Board Notice
169 of 2011 - Prescribed requirements for the calculation of the value of the assets,
liabilities and capital adequacy requirement of short-term insurers
07 November 2011
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FSB Bulletin: Second
Quarter 2011
14 September 2011
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Solvency Assessment and Management (SAM) Position Papers
29 August 2011
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Draft Insurance Laws Amendment Bill (Interim Measures for Insurance Groups, and Governance,
Risk Management & Internal Controls)
29 August 2011
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FSB Launches free online education programme for Retirement Fund Trustees
17 August 2011
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Directive
156.A.i (ST) - Compliance with Section 45 of the Short-Term Insurance Act No. 53 of 1998,
read with Regulations 4.1 to 4.3 of the Regulations issued under section 70 of the Act
16 August 2011
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Response of the Registrar of Short-term Insurance to comments received on draft
Directive 156.A.i (ST) released for comment by the Registrar on 24 March 2011
16 August 2011
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Financial Markets Bill, 2011
04 August 2011
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Credit Rating Services Bill, 2011
04 August 2011
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Press Statement - Release of the microinsurance
policy document
03 August 2011
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Policy Document - The South African
Microinsurance Regulatory Framework
03 August 2011
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Microinsurance -
Stakeholder Engagement
03 August 2011
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Draft board notice:
Investment in and reporting of derivative instruments
Closing date for comments: 24 August 2011
Comments can be sent to Alta Marais
(altam@fsb.co.za)
29 July 2011
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Draft board notice:
Securities lending transactions
Closing date for comments: 24 August 2011
Comments can be sent to Alta Marais
(altam@fsb.co.za)
29 July 2011
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Draft
board notice: Approved Public Entities
Closing date for comments: 24 August 2011
Comments can be sent to Alta Marais
(altam@fsb.co.za)
29 July 2011
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Draft Information
letter 1/2011 (ST) - Requirements of the Short-term Insurance Act No. 53 of 1998 in respect of
insurance offered by couriers and transporters / insurance related activities of couriers and
transporters.
Comments on the draft Information letter may be submitted in writing on or before 05 August 2011,
to the Registrar of Short-term Insurance per email to Mpho Mokoena
at mphomo@fsb.co.za
22 July 2011
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Binder Agreements
Note: These document will be replaced with the proposed amendment as published in the Government
Gazette as soon as possible.
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Trustee e-learning programme
21 July 2011
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Draft Short-term Insurance Board Notice: Prescribed requirements for the calculation
of the value of the assets, liabilities and capital adequacy requirement of short-term insurers
21 July 2011
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“DRAFT” INFORMATION CIRCULAR
PF NO. 1 OF 2011 - SERVICE LEVEL COMMITMENT BETWEEN THE OFFICE OF THE REGISTRAR OF PENSION FUNDS
AND THE RETIREMENT FUNDS INDUSTRY
Closing date for comments: 1 August 2011
Comments can be sent to Alta Marais
(altam@fsb.co.za)
19 July 2011
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Circular 8 of 2011
- Circular on Late Notifications of Section 14 (1) Debarments
19 July 2011
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Guidelines on the Determination of
reappointment of debarred representatives
19 July 2011
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Retirement
Fund Solutions Holdings (Pty) Limited
18 July 2011
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Draft for comment - Notice Third party branded portfolios
(15 July 2011)
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FSB 2011/006: Invitation to Tender for Provision of Compliance Software
(15 July 2011)
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Registrar
of Friendly Societies: Forty-Sixth annual report 2008 (issued November
2010)
(14 July 2011)
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Registrar of Pension Funds:
Forty-Ninth annual report 2007/2008 (issued August 2010)
(14 July 2011)
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Premier Growth (Pty)
Limited t/a The Unlimited
(14 July 2011)
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Tender: Implementing A National
Consumer Financial Education Workshop
(08 July 2011)
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Upcoming FAIS events
(07 July 2011)
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BOARD NOTICE 149 of 2010: Report by a
Valuator in relation to a Statutory Actuarial Valuation
(04 July 2011)
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The
Hollard Insurance Company Limited
(04 July 2011)
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Gingirikani
Marketing CC t/a Ditiro Group Funeral Administrators
(30 June 2011)
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Nothemba
Funeral and Financial Services CC t/a Nothemba Funeral Services
(30 June 2011)
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Nestlife
Assurance Corporation Limited
(30 June 2011)
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Fidentia: Court order 21 June 2011
(30 June 2011)
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Fidentia Curators' report 14 April 2011
(30 June 2011)
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Exemption of Manager of CIS in Securities from certain provisions of Notice 1503 of 2005
(Notice 408 of 2011: Replaced Notice 99 of 2010)
(30 June 2011)
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Report by the Directorate of Market Abuse
(28 June 2011) |
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mCubed
Employee Benefits (Pty) Limited
(23 June 2011)
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CIB
Insurance Solutions (Pty) Limited
(23 June 2011)
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Financial Literacy in South Africa: Results of an OECD/INFE pilot study
(23 June 2011)
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OECD/FSB Conference on Financial Literacy: Financial Education for ALL
(23 June 2011)
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mCubed Employee Benefits (Pty) Limited
(22 June 2011)
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CIB Insurance Solutions (Pty) Limited
(22 June 2011)
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Financial Intelligence Centre Circulars
(20 June 2011)
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DWM Pty Ltd & DMW Stockbrokers Pty Ltd v. Registrar Of Financial Services Providers
(18 June 2011) |
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Media release: Transitional Arrangements – Regulation 28
(15 June 2011)
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Request for Proposal for Design and Development of Microsoft
SharePoint 2010 Sites for Financial Services Board
(13 June 2011)
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IMPLEMENTATION OF
REGULATION 28 - Pension Funds Act, 1956: Regulation 28 of the Regulation made under Section
36 - Transitional arrangements prescribed under Paragraph 3 of the Schedule to Government Notice
No. R. 183 of 4 March 2011
(10 June 2011)
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IMPLEMENTATION
OF REGULATION 28 - Pension Funds Act, 1956: Regulation 28 of the Regulation made under Section 36 - Exemption
(10 June 2011)
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Levy Notice For June 2011
(9 June 2011)
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CISCA CIRCULAR No 13 - To Managers and Trustees of Collective Investment Schemes in Securities - Cash Funds
(7 June 2011)
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CISCA CIRCULAR No 13 - To Managers and Trustees of Collective Investment Schemes
in Securities - Cash Funds
(1 June 2011) |
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Insurance Quarterly Reports
(26 May 2011)
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Exemption of Particular Person from the
Qualification Requirements,2011
(12 May 2011)
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Exemptions - BN77, BN78, and BN79 of 2011
(12 May 2011)
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Mahuhuli
Funeral Services CC and Mrs M A Molai
(11 May 2011)
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Siphiwo Financial
and Management Consultants (Pty) Limited
(11 May 2011)
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African
Eagle Finacial Services (PTY) Limited
(11 May 2011)
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Report on
Recognition of Prior Learning in the Financial Regulatory Environment Survey
(11 May 2011)
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Fees Payable in terms of
CISCA (Notice 402 of 2011: Replaced Notice 396 of 2009)
(09 May 2011)
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Ovation : Draft Order
(06 May 2011)
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INSETA Survey 201
(04 May 2011)
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FAIS Workshop
(21 April 2011)
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How to identify which level 2 regulatory exam you
need to enrol for
(20 April 2011)
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Solvency Assessment and Management (SAM)
(20 April 2011)
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Fidentia Curators' report to Court
(05 April 2011)
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Treating Customers
Fairly: The Roadmap, 2011
(31 March 2011)
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FSB: Publication of Regulations in respect
of Appeals to Appeal Board For Public Comment.
(31 March 2011)
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Additional Information on Regulatory Examinations
(31 March 2011)
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Pensions: EC - Pan-African Asset Management (Pty)
Limited
(30 March 2011)
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Short-term Insurance Act - Request For Comments: Draft
Directive on compliance with section 45 of the Short-term Insurance Act read with Regulations 4.1 to
4.3 of the Regulations. Comments must be submitted to
DD-Section45@fsb.co.za by 19 April 2011
(23 March 2011)
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36th Annual IOSCO Conference - 30 Days to Go
(23 March 2011)
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Circular 3 of 2011 - Circular to industry –
Preparation for level 1 examinations – 17 March
(23 March 2011)
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Trustee Toolkit Trailer
(23 March 2011)
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ST2011 - Quantitative Return
(08 March 2011)
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Public Notice Warning on FIC Act Registration
(01 March 2011)
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Final Regulation 28 with Explanatory Memo and Matrix
of Comments
(28 February 2011)
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Guidance note on Intermediary Services
and Representatives
(28 February 2011)
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Circular 2 of 2011 - Circular on Regulatory
Examinations: Frequently asked questions
(25 February 2011)
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Board Notice 31 of 2011 – Prescribed Long-term
Insurance
(25 February 2011)
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Board Notice 30 of 2011 – Prescribed Short-term
Insurance
(25 February 2011)
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Directive 1 (RAF) –
Application of the Short-term Insurance Act No. 53 of 1998 to the Road Accident Fund and matters
related to the implementation of certain provisions of the Financial Supervision of the Road
Accident Fund Act
(15 February 2011)
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CISCA Circular 12 - To All Managers
of CIS in Securities. A Matter Requiring Clarification
(15 February 2011)
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Information Circular 6 of 2010
(10 February 2011)
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Retirement Funds - Principal Officers
Association (POA) Summer Tutorials
(08 February 2011)
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Request For Proposal for Data Protection and Archiving
Software Solution for FSB: FSB 2011/002
(07 February 2011)
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Draft Board Notice – Valuation exemption
(02 February 2011)
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Invitation to Bid: FSB 2010/010
(27 January 2011)
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Variation of Policyholder Protection
Rules - effective from 1 January 2011
(20 January 2011)
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DMA vs Van Niekerk
(20 January 2011)
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FAIS satellite workshops 2011
(18 January 2011)
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5 year projections by short-term insurers
(14 January 2011)
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Invitation for a tender for Implementing a
Pilot Project to Inform Consumers about Micro–Insurance
(22 December 2010)
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The CADAC Pension Fund under
curatorship
(22 December 2010)
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Information Circular 5/2010
(14 December 2010)
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Second draft Regulation 28 with explanatory memo, response
document and draft notices
(06 December 2010)
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Directive 154.A.iii (LT&ST) – Guidance
on Securities Lending Transactions
(06 December 2010)
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Industry Data : LT Valuation Bases in 2009
(06 December 2010)
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Consultation
Paper: Proposed Prudential Risk-based Supervisory Framework for Insurers
(04 December 2010)
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