PAPERS

A safer financial sector to serve SA better
Treating Customers Fairly: Feedback report on self- assessment pilot
Treating Customers Fairly: The Roadmap, 2011
Consultative Paper: Ombudsmen in the Financial Services sector
Discussion Paper:  Outsourcing of Inspections of Financial Institutions
Draft Circular: Section 14 - Issued to all self-administered funds and insurers underwriting retirement funds
Dynamic Solvency Testing for Long-term Insurers
Guidelines for Personal Account ("PA") Trading Rules for Employees of Participants in the Financial Markets
Memorandum on the proposed amendments to the Decapping of commission on insurance
Memorandum to explain the revised regulation 28
Personal Account Trading Position Paper
Objectives and Principles of Securities regulation as adopted by IOSCO
Proposed Amendments to conditions in terms of SECA and FMCA
Section 37(2) of the Long-term Insurance Act, 1998:  Legal and Administrative Requirements for the Substitution of Certain Compulsory Annuity Policies